Client status
The regulatory index is a subject matter index that will help you find ASIC regulatory documents and legislative instruments by topic.
This regulatory index presents one pathway into ASIC's regulatory information. It should be used in conjunction with website search and navigation.
Find out more about the regulatory index or see related information at:
- Home > Regulatory resources > Financial services
Wholesale clients
RG 176 Licensing: Discretionary powers - wholesale foreign financial services providers
RG 192 Licensing: Wholesale equity venture capital schemes
ASIC Corporations (Foreign Financial Services Providers—Limited Connection) Instrument 2017/182
ASIC Corporations (Records: Dealings on Foreign Markets) Instrument 2016/889
ASIC Corporations (Financial Product Advice – Exempt Documents) Instrument 2016/356
ASIC Corporations (Wholesale Equity Scheme Trustees) Instrument 2017/849
Retail clients
RG 179 Managed discretionary account services
REP 584 Improved protections for deposit accounts with third-party access
Client property
ASIC (Amendment, Repeal and Transitional) Instrument 2017/839
ASIC Corporations (Client money - Cash common funds) Instrument 2016/671