Financial services relief
The regulatory index is a subject matter index that will help you find ASIC regulatory documents and legislative instruments by topic.
This regulatory index presents one pathway into ASIC's regulatory information. It should be used in conjunction with website search and navigation.
Find out more about the regulatory index or see related information at:
- Home > Regulatory resources > Financial services > Relief
- Home > Regulatory resources > Find a document > Reports > Reports on relief applications
Applying for relief
Relief applications now lodged through the ASIC Regulatory Portal
Related information
Home > About ASIC > Dealing with ASIC > Apply for relief > Changes to how you apply for relief
RG 21 How ASIC charges fees for relief applications
RG 51 Applications for relief
RG 208 How ASIC charges fees for credit relief applications
INFO 82 Apply for relief
Licensing relief
RG 21 How ASIC charges fees for relief applications
RG 167 AFS licensing: Discretionary powers
RG 192 Wholesale equity schemes: licensing relief for trustees
RG 195 Group purchasing bodies for insurance and risk products
RG 276 Superannuation forecasts: Calculators and retirement estimates (see 22-173MR)
CO 03/244 Licensing relief for financial services offered because of Regulation 7.1.33C(1)
CO 03/653 Pooled development funds: Licensing exemptions for dealing in, and general advice on, own securities
CO 03/1094 Law societies - professional indemnity scheme and fidelity funds
CO 03/1095 Law societies - statutory deposit accounts and public purpose funds
CO 12/794 Emissions units: Relief for representatives
ASIC Corporations (Basic Deposit and General Insurance Product Distribution) Instrument 2015/682
ASIC Corporations (Real Estate Companies) Instrument 2015/1049
ASIC Corporations (Effect of Licensing Exemptions) Instrument 2015/1115
ASIC Corporations (Foreign Licensees and ADIs) Instrument 2016/186
ASIC Corporations (Generic Calculators) Instrument 2016/207 (see 22-173MR)
ASIC Corporations (Non-cash Payment Facilities) Instrument 2016/211
ASIC Corporations (Securitisation Special Purpose Vehicles) Instrument 2016/272
ASIC Corporations (Financial Product Advice – Exempt Documents) Instrument 2016/356
ASIC Corporations (Superannuation and Schemes: Underlying Investments Instrument 2016/378 (see 21-141MR)
ASIC Corporations (Foreign Financial Services Providers—Limited Connection) Instrument 2017/182
ASIC Corporations (Credit Union Member Shares) Instrument 2017/616
ASIC Corporations (Financial Counselling Agencies) Instrument 2017/792
ASIC Corporations (Factoring Arrangements) Instrument 2017/794
ASIC Corporations (Mortgage Offset Accounts) Instrument 2017/795
ASIC Corporations (Wholesale Equity Scheme Trustees) Instrument 2017/849
ASIC (Fees—Complexity Criteria) Instrument 2018/578
ASIC (Superannuation Calculators and Retirement Estimates) Instrument 2022/603 (see 22-173MR)
ASIC Corporations (Adara Advisors) Instrument 2022/625
INFO 217 Licensing relief for low volume financial markets
Related information
Regulatory index topic: Financial services - AFS licensing
Disclosure relief
RG 169 Hawking and disclosure: Discretionary powers
INFO 155 Shorter PDSs—Complying with requirements for superannuation products, simple managed investment schemes and simple sub-fund products
Fintech
REP 523 ASIC’s Innovation Hub and our approach to regulatory technology (see 17-155MR: May 2017)
REP 543 Response to feedback on REP 523 ASIC’s Innovation Hub and our approach to regulatory technology (see 17-315MR: September 2017)
REP 653 ASIC's Regtech Initiatives 2018–19 (see 19-371MR: December 2019)
20-195MR ASIC issues guidance for Government’s enhanced regulatory sandbox (August 2020)
INFO 248 Enhanced regulatory sandbox (August 2020)
-
- Infographic - Enhanced regulatory sandbox (PDF 131 KB)
- Comparison (PDF 103 KB)
- Proof Form 000 – Financial Services (PDF 507 KB)
- Proof Form 000 Credit activities (PDF 502 KB)
REP 685 ASIC's regtech initiatives 2019-20 (January 2021)
Related information
Home > For business > Innovation Hub > Enhanced regulatory sandbox