Financial services relief
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See also
Home > Regulatory resources > Find a document > Reports > Reports on relief applications
Applying for relief
Relief applications now lodged through the ASIC Regulatory Portal
See
Home > About ASIC > Dealing with ASIC > Apply for relief > Changes to how you apply for relief
Regulatory index topic: Dealing with ASIC - Applying for relief
RG 21 How ASIC charges fees for relief applications
RG 51 Applications for relief
RG 208 How ASIC charges fees for credit relief applications
INFO 82 Apply for relief
REP 664 Overview of decisions on relief applications (October 2019 to March 2020): see 20-144MR
Licensing relief
See also
Regulatory index topic: Financial services - Getting an AFS licence
RG 21 How ASIC charges fees for relief applications
RG 192 Wholesale equity schemes: licensing relief for trustees
RG 195 Group purchasing bodies for insurance and risk products
CO 03/244 Licensing relief for financial services offered because of Regulation 7.1.33C(1)
CO 03/653 Pooled development funds: Licensing exemptions for dealing in, and general advice on, own securities
CO 03/1094 Law societies - professional indemnity scheme and fidelity funds
CO 03/1095 Law societies - statutory deposit accounts and public purpose funds
CO 12/794 Emissions units: Relief for representatives
ASIC Corporations (Basic Deposit and General Insurance Product Distribution) Instrument 2015/682
ASIC Corporations (Real Estate Companies) Instrument 2015/1049
ASIC Corporations (Effect of Licensing Exemptions) Instrument 2015/1115
ASIC Corporations (Foreign Licensees and ADIs) Instrument 2016/186
ASIC Corporations (Generic Calculators) Instrument 2016/207 (see 19-129MR and RG 167)
ASIC Corporations (Non-cash Payment Facilities) Instrument 2016/211
ASIC Corporations (Securitisation Special Purpose Vehicles) Instrument 2016/272
ASIC Corporations (Financial Product Advice – Exempt Documents) Instrument 2016/356
ASIC Corporations (Superannuation and Schemes: Underlying Investments Instrument 2016/378
ASIC Corporations (Foreign Financial Services Providers—Limited Connection) Instrument 2017/182
ASIC Corporations (Credit Union Member Shares) Instrument 2017/616
ASIC Corporations (Financial Counselling Agencies) Instrument 2017/792
ASIC Corporations (Factoring Arrangements) Instrument 2017/794
ASIC Corporations (Mortgage Offset Accounts) Instrument 2017/795
ASIC Corporations (Wholesale Equity Scheme Trustees) Instrument 2017/849
ASIC (Fees—Complexity Criteria) Instrument 2018/578
INFO 217 Licensing relief for low volume financial markets
REP 477 Response to submissions on CP 249 Remaking ASIC class order on generic financial calculators: [CO 05/1122]
Disclosure relief
RG 169 Disclosure: Discretionary powers
CO 12/794 Relief from the Shorter PDF regime
Fintech
See also
Home > For business > Innovation Hub > Enhanced regulatory sandbox
20-195MR ASIC issues guidance for Government’s enhanced regulatory sandbox
INFO 248 Enhanced regulatory sandbox
- Infographic - Enhanced regulatory sandbox (PDF 131 KB)
- Comparison (PDF 103 KB)
- Proof Form 000 – Financial Services (PDF 507 KB)
- Proof Form 000 Credit activities (PDF 502 KB)
REP 523 ASIC’s Innovation Hub and our approach to regulatory technology (see 17-155MR)
REP 543 Response to feedback on REP 523 ASIC’s Innovation Hub and our approach to regulatory technology (see 17-315MR)
REP 653 ASIC's Regtech Initiatives 2018–19 (see 19-371MR)
REP 685 ASIC's regtech initiatives 2019-20