Hawking and advertising

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Hawking

21-257MR ASIC publishes guidance on hawking reforms (September 2021)

See 

RG 38 The hawking prohibitions

REP 701 Response to submissions on CP 346 The hawking prohibition: Update to RG 38 (see CP 346 and submissions and 21-181MR)

ASIC Corporations (Amendment and Repeal) Instrument 2021/799

See also

21-213MR ASIC’s approach to new laws reforming financial services sector

ASIC Corporations (Securities and Managed Investment Scheme Hawking Relief) Instrument 2017/184 (repealed 5/10/2021)

ASIC Corporations (Hawking—Life Risk Insurance and Consumer Credit Insurance) Instrument 2019/839 (see also 19-335MR; REP 640; 19-188MR; and CP 317 and submissions) (repealed 5/10/2021)

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Advertising

RG 234 Advertising financial products and advice services (including credit): Good practice

RG 53 The use of past performance in promotional material

RG 129 Business introduction or matching services

RG 141 Offers of securities on the Internet

ASIC Corporations (Advertising by Product Issuers) Instrument 2015/539

ASIC Corporations (Market Research and Roadshows) Instrument 2016/79

ASIC Corporations (Foreign Securities – Incidental Advertising) Instrument 2015/360

ASIC Corporations (Factoring Arrangements) Instrument 2017/794

ASIC Corporations (Advertising by Product Issuers) Instrument 2015/539

RG 156 Advertising of debentures and notes to retail investors

See also 

21-156MR ASIC consults on remaking class order regarding when debentures can be called secured notes

CP 344 Remaking ASIC class order on when debentures can be called secured notes: [CO 12/1482] (submissions close 29/7/2021)

CO 12/1482 When debentures can be called secured notes

 

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Last updated: 08/10/2021 09:46