Regulatory guides

Regulatory guides give guidance to regulated entities by:

  • explaining when and how ASIC will exercise specific powers under legislation (primarily the Corporations Act)
  • explaining how ASIC interprets the law
  • describing the principles underlying ASIC’s approach
  • giving practical guidance (for example, describing the steps of a process such as applying for a licence or giving practical examples of how regulated entities may decide to meet their obligations).

Regulatory guides by number

View full list

RG 260 - RG 269

RG 250 - RG 259

RG 240 - RG 249

RG 230 - RG 239

RG 220 - RG 229

RG 210 - RG 219

RG 200 - RG 209

RG 190 - RG 199

RG 180 - RG 189

RG 170 - RG 179

RG 160 - RG 169

RG 149 - RG 159

RG 139 - RG 148

RG 129 - RG 138

RG 116 - RG 128

RG 104 - RG 115

RG 94 - RG 103

RG 83 - RG 93

RG 73 - RG 82

RG 63 - RG 72

RG 53 - RG 62

RG 43 - RG 52

RG 33 - RG 42

RG 23 - RG 32

RG 13 - RG 22

RG 3 - RG 12

RG 1 - RG 2

Regulatory guides by topic

Companies

Business names

Financial services

Managed investment schemes

Superannuation

Credit

Financial reporting

Fundraising

Takeovers

Financial markets

Auditors

Insolvency

Dealing with ASIC

For a more detailed topic breakdown see our Regulatory index.

For a summary of recent regulatory updates see our regulatory document update tables.

Last updated: 20/10/2014 12:00