Public submissions
This page contains ASIC’s submissions to Parliamentary inquiries, Treasury consultations and draft legislation over the last two years.
2024 Submissions
ASIC Parliamentary submissions
|
Inquiry |
Date |
Submission |
Topic |
|
|---|---|---|---|---|
| Standing Committee on Economics |
Inquiry into Wealth Management Companies |
November |
202411 Submission (no.3) Wealth Management Companies (PDF) |
Financial services |
| Parliamentary Joint Committee on Corporations and Financial Services |
Oversight of ASIC, the Takeovers Panel and the Corporations Legislation |
October |
202410 Submission (no.15) Oversight of ASIC, the Takeovers Panel and the Corporations Legislation (PDF) |
Enforcement |
|
Parliamentary Joint Committee on Law Enforcement |
Inquiry into the capability of law enforcement to respond to money laundering and financial crime |
August |
202408 Submission (no.13) - Capability of law enforcement to respond to money laundering and financial crime (PDF) |
Enforcement |
|
Parliamentary Joint Committee on Corporations and Financial Services |
Inquiry into the financial services regulatory framework in relation to financial abuse |
June |
202406 Submission (no.48) - Financial services regulatory framework in relation to financial abuse (PDF) |
Financial abuse |
|
Senate Economics References Committee |
Inquiry into Australian Securities and Investments Commission investigation and enforcement |
June |
202406 Supplementary submission (no.1-6) ASIC's investigation and enforcement (PDF) |
Enforcement |
|
Parliamentary Joint Committee on Corporations and Financial Services |
Inquiry into wholesale investor and wholesale client tests |
May |
202405 Submission (no.62) - Wholesale investor and wholesale client tests (PDF) |
Consumer |
|
Select Committee on Adopting Artificial Intelligence |
Inquiry into the uptake of AI technologies in Australia |
May |
202405 Submission (no.67) - Uptake of AI technologies in Australia (PDF) |
Artificial Intelligence |
| Senate Economics References Committee | Inquiry into Australian Securities and Investments Commission investigation and enforcement |
April |
202404 Supplementary submission (no.1-5) - ASIC's investigation and enforcement (PDF) |
Enforcement |
| Parliamentary Joint Committee on Corporations and Financial Services | Oversight of ASIC, the Takeovers Panel and the Corporations Legislation (ASIC’s approach to enforcement) | 202404 Submission (no.14) - Oversight of ASIC, the Takeovers Panel and Corporations Legislation (PDF) |
Enforcement |
|
| Senate Economics Legislation Committee | Inquiry into the Treasury Laws Amendment (Financial Market Infrastructure and Other Measures) Bill 2024 |
April |
202404 Submission (no.2) - TLAB 2024 - FMI and other measures (PDF) |
Financial Market Infrastructure |
| Joint Committee of Public Accounts and Audit | Inquiry into Commonwealth Financial Statements 2022-23 |
March |
202403 Submission (no.2) Commonwealth Financial Statements 2022-23 (PDF) |
Governance and Accountability |
| Standing Committee on Economics | Inquiry into insurers' responses to 2022 major flood claims | March | 202403 Supplementary submission (no.35-1) - Insurers' response to 2022 major flood claims (PDF) | Insurance |
| Parliamentary Joint Committee on Law Enforcement | Inquiry into the capability of law enforcement to respond to cybercrime | March | 202403 Supplementary submission (no.36) - Capability of law enforcement to respond to cybercrime (Response to IFW Global) (PDF) | Cyber |
| Joint Committee of Public Accounts and Audit | Inquiry into probity and ethics in the Australian Public Sector | March | 202403 Supplementary submission (no.3-1) - Probity and ethics in the APS (PDF) | Governance and Accountability |
| Senate Economics References Committee | Improving consumer experiences, choice, and outcomes in Australia’s retirement system | February | 202402 Submission (no.28) - Improving consumer experiences, choice, and outcomes in Australia's retirement system (PDF) | Superannuation and retirement |
| Senate Standing Committees on Legal and Constitutional Affairs | Attorney-General’s Portfolio Miscellaneous Measures Bill 2023 | January | 202401 Submission (no.7) Miscellaneous Measures Bill 2023 (PDF) | Enforcement |
Treasury consultation submissions
|
Inquiry |
Date |
Submission |
Topic |
|
|---|---|---|---|---|
| Treasury | Scams – mandatory industry codes | February | 202402 - Submission to Treasury - Scams mandatory industry codes (PDF) | Scams |
| Treasury | Climate-related financial disclosure: exposure draft legislation | February | 202402 - Submission to Treasury - Climate-related financial disclosure (PDF) | Sustainability reporting |
2023 submissions
ASIC Parliamentary submissions
|
|
Inquiry |
Date |
Submission |
Topic |
|---|---|---|---|---|
| Senate Economics References Committee | Inquiry into Australian Securities and Investments Commission investigation and enforcement | December | 202312 Supplementary submission (no.1-4) - ASIC's investigation and enforcement (PDF) | Enforcement |
| Standing Committee on Economics | Inquiry into insurers' responses to 2022 major flood claims | December | 202312 Submission (no.35) - Insurers' response to 2022 major flood claims (PDF) | Insurance |
| Parliamentary Joint Committee on Law Enforcement | Inquiry into the capability of law enforcement to respond to cybercrime | December | 202312 Submission (no.13) - Capability of law enforcement to respond to cybercrime (PDF) | Cyber |
| Parliamentary Joint Committee on Corporations and Financial Services | Inquiry into Ethics and Professional Accountability: Structural Challenges in the Audit, Assurance and Consultancy Industry | September | 202309 Submission (no.49) - Structural Challenges in the Audit, Assurance and Consultancy Industry (PDF) | Governance and accountability |
| Senate Economics References Committee | Inquiry into Australian Securities and Investments Commission investigation and enforcement | September | 202309 Supplementary submission (no.1-3) - ASIC's investigation and enforcement (PDF) | Enforcement |
| Parliamentary Joint Committee on Corporations and Financial Services | Oversight of ASIC, the Takeovers Panel and the Corporations Legislation | September | 202309 Supplementary submission (no.7-1) Oversight of ASIC-CHESS Replacement Project-Response to Cboe Aus (PDF) | Market operators |
| Joint Committee of Public Accounts and Audit | Inquiry into probity and ethics in the Australian Public Sector | August | 202308 Submission (no.3) - Probity and ethics in the APS (PDF) | Governance and accountability |
| Senate Economics References Committee | Inquiry into Australian Securities and Investments Commission investigation and enforcement | August | 202308 Supplementary submission (no.1-2) - ASIC's investigation and enforcement (PDF) | Enforcement |
| Senate Economics References Committee | Inquiry into Australian Securities and Investments Commission investigation and enforcement | June | 202306 Supplementary submission (no.1-1) ASIC's investigation and enforcement (PDF) | Enforcement |
| Senate References Committee on Environment and Communications | Inquiry into greenwashing | June | 202306 Submission (no.21) - Greenwashing (PDF) | Greenwashing |
| Parliamentary Joint Committee on Corporations and Financial Services | Oversight of ASIC, the Takeovers Panel and the Corporations Legislation | May | 202305 Submission (no.7) - Oversight of ASIC-CHESS Replacement Project (PDF) | Market operators |
| Senate Standing Committee on Rural and Regional Affairs and Transport | Inquiry into Bank Closures in regional Australia | April | 202304 Submission (no.542) Bank closures in regional Australia (PDF) | Other |
| Senate Economics References Committee | Inquiry into Australian Securities and Investments Commission investigation and enforcement | February | 202302 Submission (no.1) - ASIC's investigation and enforcement (PDF) | Enforcement |
Treasury consultation submissions
|
Inquiry |
Date |
Submission |
Topic |
|
|---|---|---|---|---|
| Treasury | Unfair Trading Practices | September | 202309 - Submission to Treasury - Unfair Trading Practices (PDF) | Unfair trading |
Other submissions
|
Inquiry |
Date |
Submission |
Topic |
|
|---|---|---|---|---|
| DCCEEW | Climate Active Program Direction Consultation 2023 | December | 202312 Submission to DCCEEW - Climate Active Program Direction Consultation (PDF) | Climate Active Program |