Memoranda of understanding and other international agreements

 

Austria	Finanzmarktaufsicht - AIFMD entities - MOU 2013
Belgium	Financial Services and Markets Authority - AIFMD entities - MOU 2013
Brazil	Commissao de Valores Mobiliarios MOU 1997
Bulgaria	Financial Supervision Commission - AIFMD entities - MOU 2013
Canada	Quebec Autorité des Marchés Financiers, Ontario Securities Commission, Alberta Securities Commission and British Columbia Securities Commission MOU 2012 Alberta Securities Commission MOU 1996 British Columbia Securities Commission MOU 1996 Canadian Public Accountability Board statement of Protocol 2011 Ontario Securities Commission MOU 1995 Quebec: Commission des Valeurs Mobilieres du Quebec MOU 1996 Ontario Securities Commission Cooperation Agreement 2016 Innovation Functions Cooperation Agreement 2017
China	China Securities Regulatory Commission MOU 1996 China Securities Regulatory Commission Information Sharing Co-operation Agreement 2017
Cyprus	Cyprus Securities and Exchange Commission MOU 2006 Cyprus Securities and Exchange Commission - AIFMD entities - MOU 2013
The Czech Republic	Czech National Bank - AIFMD entities - MOU 2013
Denmark	Finanstilsynet - AIFMD entities - MOU 2013
Estonia	Estonian Financial Supervision Authority - AIFMD entities - MOU 2013
European Securities and Markets Authority	European Securities and Markets Authority: Credit rating agency supervision - MOU 2011 European Securities and Markets Authority: Access to information on derivatives contracts held in EU trade repositories - MOU 2014 European Securities and Markets Authority: Central counterparty supervision - MOU 2014
Finland	Finanssivalvonta- AIFMD entities - MOU 2013
France	Autorité des Marchés Financiers MOU 2013 Autorité des Marchés Financiers - AIFMD entities - MOU 2013
Germany	Bundesaufsichtsamt fur den Werpapierhandel MOU 1998 Bundesanstalt für Finanzdienstleistungsaufsicht - AIFMD entities - MOU 2013
Gibraltar	Gibraltar Financial Services Commission - AIFMD entities - MOU 2014
Greece	Hellenic Capital Market Commission - AIFMD entities - MOU 2013
Guernsey	Guernsey Financial Services Commission: Mutual Assistance Agreement 1996
Hong Kong	Hong Kong Securities and Futures Commission Cooperation Agreement 2017
	Hong Kong Securities and Futures Commission Declaration on Mutual Recognition 2008
	Hong Kong Securities and Futures Commission (Cross Border Investment Management Activity) 2003
	Hong Kong Securities and Futures Commission MOU 2001 (Annexure B amended 2013) Hong Kong Securities and Futures Commission MOU 1993
Hungary	Pénzügyi Szervezetek Állami Felügyelete - AIFMD entities - MOU 2013
Iceland	Fjármálaeftirlitið - AIFMD entities - MOU 2013
Indonesia	Capital Market Supervisory Agency of Indonesia MOU 1997 Otoritas Jasa Keuangan (OJK) Cooperation Agreement 2017
IOSCO	International Organisation of Securities Commissions MOU
Ireland	Central Bank of Ireland - AIFMD entities - MOU 2013
Israel	Israel Securities Authority MOU 2005
Isle of Man	Isle of Man Financial Supervision Commission: Mutual Assistance Agreement 1996
Italy	Commissione Nazionale per le Societa e la Borsa MOU 1998 Commissione Nazionale per le Società e la Borsa - AIFMD entities - MOU 2013
Japan	Financial Services Agency of Japan MOU 2004 Exchange of letters on Cooperation Framework 2017
States of Jersey	States of Jersey Financial Services Department: Mutual Assistance Arrangement 1997
Kenya	Capital Markets Authority Fintech Coorperation Agreement 2016
Korea	Financial Services Commission of the Republic of Korea Financial Supervisory Service of the Republic of Korea - MOU 2015
Latvia	Finanšu un kapitāla tirgus komisija - AIFMD entities - MOU 2013
Liechtenstein	Finanzmarktaufsicht - AIFMD entities - MOU 2013
Lithuania	Bank of Lithuania - AIFMD entities - MOU 2013
Luxembourg	Commission de Surveillance du Secteur Financier - AIFMD entities - MOU 2013 Commission de Surveillance du Secteur Financier - Supervision of regulated entities - MOU 2013
Malaysia	Securities Commission of Malaysia MOU 1998 Cooperation agreement 2017
Malta	Malta Financial Services Authority - AIFMD entities - MOU 2013
Netherlands	The Netherlands Authority for Financial Markets MOU 2005 The Netherlands Authority for Financial Markets - AIFMD entities - MOU 2013
New Zealand	New Zealand Financial Markets Authority MOU 2012 New Zealand Registrar of Companies MOU 2006 New Zealand Securities Commission MOU 2005
Norway	Finanstilsynet - AIFMD entities - MOU 2013
Pakistan	Securities and Exchange Commission of Pakistan MOU 2005
Papua New Guinea	Securities Commission of Papua New Guinea MOU 1999
Poland	Polish Financial Supervision Authority - AIFMD entities - MOU 2013
Portugal	Comissão do Mercado de Valores Mobillarios of Portugal MOU 2001 Comissão do Mercado de Valores Mobiliários - AIFMD entities - MOU 2013
Romania	Romanian National Securities Commission - AIFMD entities - MOU 2013
Singapore	The Monetary Authority of Singapore MOU 2000 The Monetary Authority of Singapore - Access to Information on Derivatives Contracts held in Trade Repositories - MOU 2014 Innovation Functions Agreement - 2016
Slovak Republic	Národná banka Slovenska - AIFMD entities - MOU 2013
South Africa	Financial Services Board of the Republic of South Africa MOU 1999
Spain	Comisión Nacional del Mercado de Valores MOU 1999 Comisión Nacional del Mercado de Valores - AIFMD entities - MOU 2013
Sri Lanka	Securities and Exchange Commission of Sri Lanka MOU 2002
Sweden	Finansinspektionen - AIFMD entities - MOU 2013
Switzerland	FINMA cooperation agreement
Taiwan	Securities and Futures Commission of Taiwan: Protocol on Information Sharing and Cooperation 2003
Thailand	Office of the Securities and Exchange Commission of Thailand MOU 1997
Turkey	Sermaye Piyasasi Kurulu MOU 2001
United Arab Emirates	Securities Commodities Authority MOU 2005 Abu Dhabi Global Market, Financial Services Regulatory Authority - 2017 Dubai Financial Services Authority MOU 2006 Dubai Financial Services Authority Fintech Agreement 2017
United Kingdom	Financial Services Authority MOU 2002 The Treasury Securities and Investments Board MOU 1992 Financial Conduct Authority - AIFMD entities - MOU 2013 Innovation Hubs Co-operation Agreement between Financial Conduct Authority and Australian Securities and Investments Commission 2016 Innovation Hubs Enhanced Cooperation Agreement between Financial Conduct Authority and Australian Securities and Investments Commission 2018
United States	Commodity Futures Trading Commission - Supervision of cross-border regulated entities MOU 2014 Commodity Futures Trading Commission - clearing organisations MOU 2014 Financial Industry Regulatory Authority MOU 2010 Securities and Exchange Commission Mutual Recognition Framework Arrangement 2008 Securities and Exchange Commission Enhanced Enforcement MOU 2008 Securities and Exchange Commission Supervisory MOU 2008 US Public Company Accounting Oversight Board (PCAOB) - Statement of Protocol Commodity Futures Trading Commission MOU 1994