Markets articles by ASIC
ASIC regularly submits articles on markets-related issues to a number of external publications. We use these articles to inform market intermediaries and other interested individuals about issues of current concern to ASIC. This web page includes links to these articles. ASIC articles are point-in-time statements. Please note the date of issue when considering this material.
2018
2017
- Cyber resilience in Australia’s financial markets, December 2017
- ASIC Viewpoint: Cyber resilience in Australia’s financial markets, December 2017
- Five questions you need to ask about the new client money rules, November 2017
- Market supervision priorities for the year ahead, September 2017
- ASIC Viewpoint, August 2017
- Improving the integrity of sell-side research, August 2017
- ASIC Viewpoint: Our market supervision priorities for the year ahead, July 2017
- Challenging inappropriate practices, July 2017
- ASIC Viewpoint: Behavioural drivers of conduct in the wholesale spot foreign exchange market, June 2017
- Evaluating distributed ledger technology, May 2017
- ASIC Viewpoint: Don’t leave it to the IT guy, May 2017
- ASIC's review of adviser misconduct within large institutions, April 2017
- ASIC Viewpoint: Enhancing administrative decision-making processes in financial services regulation, April 2017
- Employee share trading and market integrity, March 2017
- ASIC Viewpoint: Regulatory reform and technology, February 2017
- Cleaning up our markets from dangerous leaks of information, January 2017
2016
- ASIC Viewpoint: Benefits of international recognition of Australian markets, December 2016
- What good looks like, December 2016
- ASIC reviews marketing practices in IPOs, November 2016
- The Regulator, October 2016
- ASIC Viewpoint: Does your culture help you manage change?, October 2016
- The cases are real, the people are real: ASIC's 'Stories from the beat', October 2016
- ASIC update, September 2016
- ASIC Viewpoint: Sell-side research and market cleanliness, August 2016
- ASIC regulatory priorities, August 2016
- A common purpose: Fair and efficient markets, July 2016
- ASIC viewpoint: Regulatory priorities, July 2016
- Educating clients is good for business, June 2016
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International engagement improves markets regulation, May 2016
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Embedding cyber resilience within company culture, April 2016
- Changes to internet addresses affect trading participants, April 2016
- Handling of confidential information and the management of conflicts of interest, March 2016
- Cyber resilience is a business issue, March 2016
2015
- Market integrity matters! You can play an important role in keeping our markets clean, December 2015
- Principal trading and facilitation, November 2015
- Women in markets @ ASIC, October 2015
- What does 'market integrity' mean, October 2015
- Review of regulatory design improves market integrity outcomes, September 2015
- Digital forensics and markets regulation, September 2015
- Fifth anniversary of ASIC market supervision, August 2015
- Insider trading: Five years of results, August 2015
- ASIC in the west, July 2015
- Utilising OTC trade data for markets surveillance, July 2015
- A day in the life of a suspicious trade: Part III, June 2015
- Markets participants contribute to effective market regulation, May 2015
- Stories from the beat, April 2015
- Managing risks over the coming year: A message from ASIC Commissioner Cathie Armour, March 2015
2014
- Market Entity Compliance System (MECS), December 2014
- A day in the life of a suspicious trade: Part II, November 2014
- A day in the life of a suspicious trade: Part I, October 2014
- Interview with Greg Yanco, September 2014
- Senate Inquiry into the performance of ASIC, August 2014
- The use of analytics in policy formulation and review, July 2014
- Principal trading & confidential information, June 2014