ASIC Code of Conduct

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Information and steps on how to register a business name

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Information and steps on how to register a business name

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Information and steps on how to register a new business.

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Update your client details via the Registered agent portal.

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Information and steps on how to apply for an Australian financial services (AFS) licence.

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Information and steps on how to apply for a credit licence.

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Information and steps on how to apply for auditor or authorised audit company registration.

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Apply and maintain your SMSF auditor registration via the Regulatory portal.

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Update your liquidator details and lodge external administration documents via the liquidator portal.

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What we do

ASIC is Australia's integrated corporate, markets, financial services and consumer credit regulator.

ASIC is an independent Australian Government body. We are set up under and administer the Australian Securities and Investments Commission Act 2001 (ASIC Act), and we carry out most of our work under the Corporations Act.

Our Code of Conduct sets out standards of behaviour and expectations for how our people act, solve problems, and make decisions.

Honesty and integrity is essential to our role as a conduct regulator, and our standing in the communities we serve.

In performing our functions, we interact with a wide range of stakeholders – consumers, regulated entities, government and other agencies.

Our Code of Conduct sets out expectations about how we interact with you, and how we are accountable for our actions.

It states our commitment to act with professionalism and integrity and helps guide our people to make the right choices and decisions when performing their roles.

View ASIC’s Code of Conduct (PDF 3.2MB).