Derivative transaction reporting
The ASIC Derivative Transaction Rules (Reporting) 2022 set out the requirements for reporting entities to report derivative transaction information to derivative trade repositories.
| Topic | Key information |
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Rules |
Until 20 October 2024 inclusive: |
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Guidance |
Regulatory Guide 251 Derivative transaction reporting (RG 251) |
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Minister’s Determination |
Corporations (Derivatives) Determination 2023 determines the classes of derivatives in relation to which reporting requirements may be imposed |
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ASIC Determinations |
ASIC Derivative Transaction Rules (Reporting) Determination 2023/679 determines equity derivatives, CFDs and Margin FX as OTC Derivatives required to be reported by ‘lifecycle’ reporting under Rule 2.2.8 (Scheduled to be repealed on 21 October 2024 – see Part 3 of the Determination) ASIC Regulated Foreign Markets Determination 2023/346 determines foreign financial markets whose derivatives are not OTC Derivatives under Rule 1.2.4 (Scheduled to be repealed on 21 October 2024 – see ASIC Regulated Foreign Markets Determination (Amendment) Instrument 2024/605) |
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Exemptions |
Regulations 7.5A.70-74 of the Corporations Regulations 2001 exempts small-scale entities from reporting in certain circumstances Exemption relief from the ASIC Derivative Transaction Rules (Reporting) 2022 other exemption instruments |
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Consultations |
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From 21 October 2024: ASIC Derivative Transaction Rules (Reporting) 2024 ASIC Derivative Transaction Rules (Reporting) 2024 Amendment Instrument 2024/1 ASIC Derivative Transaction Rules (Reporting and Clearing) 2024 Amendment Instrument 2024/416 |
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From 10 July 2013 until 20 December 2022 ASIC Derivative Transaction Rules (Reporting) 2013 |