Derivative transaction reporting
The ASIC Derivative Transaction Rules (Reporting) 2022 set out the requirements for reporting entities to report derivative transaction information to derivative trade repositories.
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Rules |
Until 20 October 2024 inclusive: ASIC Derivative Transaction Rules (Reporting) 2022 |
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Guidance |
Regulatory Guide 251 Derivative transaction reporting (RG 251) |
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Minister’s Determination |
Corporations (Derivatives) Determination 2013 determines the classes of derivatives in relation to which reporting requirements may be imposed |
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ASIC Determinations |
Excluded Derivative determination determines equity derivatives, CFDs and Margin FX as OTC Derivatives required to be reported by ‘lifecycle’ reporting under Rule 2.2.8 determines foreign financial markets whose derivatives are not OTC Derivatives under Rule 1.2.4 |
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Exemptions |
Regulations 7.5A.70-74 of the Corporations Regulations 2001 exempts small-scale entities from reporting in certain circumstances Exemption relief from the ASIC Derivative Transaction Rules (Reporting) 2022 other exemption instruments |
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Consultations |
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From 21 October 2024: ASIC Derivative Transaction Rules (Reporting) 2024 |
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From 10 July 2013 until 20 December 2022 ASIC Derivative Transaction Rules (Reporting) 2013 |