Derivative transaction reporting

The ASIC Derivative Transaction Rules (Reporting) 2022 set out the requirements for reporting entities to report derivative transaction information to derivative trade repositories.


Until 20 October 2024 inclusive:

ASIC Derivative Transaction Rules (Reporting) 2022


Regulatory Guide 251 Derivative transaction reporting (RG 251)

Frequently asked questions

Minister’s Determination

Corporations (Derivatives) Determination 2023

determines the classes of derivatives in relation to which reporting requirements may be imposed

ASIC Determinations

ASIC Derivative Transaction Rules (Reporting) Determination 2023/679

determines equity derivatives, CFDs and Margin FX as OTC Derivatives required to be reported by ‘lifecycle’ reporting under Rule 2.2.8

ASIC Regulated Foreign Markets Determination 2023/346

determines foreign financial markets whose derivatives are not OTC Derivatives under Rule 1.2.4


Regulations 7.5A.70-74 of the Corporations Regulations 2001

exempts small-scale entities from reporting in certain circumstances

Exemption relief from the ASIC Derivative Transaction Rules (Reporting) 2022

other exemption instruments


  • Consultation Paper 361 Proposed changes to simplify the ASIC Derivative Transaction Rules (Reporting): Second consultation (CP 361)
  • Consultation Paper 334 Proposed changes to simplify the ASIC Derivative Transaction Rules (Reporting): First consultation (CP 334)
  • Report 755 Response to submissions on CP 361 Proposed changes to simplify the ASIC Derivative Transaction Rules (Reporting): Second consultation (REP 755)

Future 2024 Rules

From 21 October 2024:

ASIC Derivative Transaction Rules (Reporting) 2024

Past 2013 Rules

From 10 July 2013 until 20 December 2022

ASIC Derivative Transaction Rules (Reporting) 2013


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Last updated: 11/04/2014 12:00