Derivative trade repositories

A derivative trade repository is a facility to which information about derivative transactions, or about positions relating to derivative transactions, can be reported.

ASIC is responsible for making and enforcing the derivative transaction rules that establish mandatory obligations for reporting and clearing of derivative transactions.

Trade repositories that wish to accept derivative trade data reported under mandatory reporting obligations must be licensed under the Corporations Act 2001 or prescribed under the Corporations Regulations 2001.
As part of our role, we:

  • administer the Australian derivative trade repository (ADTR) licensing regime
  • grant relief or exemptions from certain provisions regulating the licensing or operations of an ADTR, and
  • assess, report and give directions on ADTR licensees’ compliance with their obligations.

Licensed ADTRs

Derivative trade repositories licensed to operate in Australia

Listed below are the trade repositories that have been licensed to operate in Australia for the purposes of Part 7.5A of the Corporations Act 2001.

You can download a copy of the Australian derivative trade repository (ADTR) licence and other instruments for each facility listed.

ADTR licensee Description of facility

DTCC Data Repository (Singapore) Pte Ltd (DDRS)

  • ADTR licence (Instrument No. [14/0912]) dated 15 September 2014, setting out the terms of the ADTR licence and the conditions on which it is granted.
  • ASIC Corporations (Derivative Trade Repository RulesDDRS) Instrument 2023/725 commenced 1 October 2023, provides DDRS with relief from certain provisions of the ASIC Derivative Trade Repository Rules 2023, conditional on compliance with specified Singaporean law requirements and other specified conditions and repeals Exemption Instrument [14/0913].
  • ASIC Class Exemption Instrument [14/0911] registered 18 September 2014, provides a class exemption to the officers of DDRS with relief from Rule 2.1.1 of the ASIC Derivative Trade Repository Rules 2023.
  • Exemption Instrument No. [14/0913]was repealed on 1 October 2023. Prior to its repeal, it provided DDRS with similar relief to ASIC Corporations (Derivative Trade Repository RulesDDRS) Instrument 2023/725 in relation to the ASIC Derivative Trade Repository Rules 2013.

Derivative trade repository in respect of commodity, credit, equity, foreign exchange and interest rate derivatives.

For more information, go to www.dtcc.com

We will add to this list when new ADTR licences are granted.

DDRS: Australian public data

Weekly ASIC reports of OTC derivative trades by asset class are available on the DDRS website.

View the weekly reports on the DDRS website

ADTR licence application kit

Trade repositories must complete an application form when applying to ASIC for an ADTR licence. The application kit includes a guide to assist in completing the application form, as well as the application form itself.

The application form should be submitted to ASIC at the time of formal application. ASIC encourages the submission of draft applications prior to lodgement of a formal application. Please refer to the Schedule of Corporations Fees for the fees associated with an ADTR licence application.

Download the ADTR licence application kit (docx file)

Ongoing ADTR licence obligations

ASIC has made the ASIC Derivative Trade Repository Rules 2023, which sets out the ongoing obligations for derivative trade repositories that hold an ADTR licence.

Regulatory Guide 249 Derivative trade repositories (RG 249) gives guidance on how ADTRs can comply with their obligations under the ASIC Derivative Trade Repository Rules 2023, and the licensing and exemption process for ADTRs.

Prescribed derivative trade repositories

Trade repositories may be prescribed by regulations made under s901A(6)(b) of the Corporations Act 2001 to facilitate substituted compliance with ASIC reporting requirements by foreign reporting entities in certain circumstance.

Under Regulation 7.5A.30(2)(j) of the Corporations Regulations 2001, ASIC may determine a facility as a prescribed derivative trade repository.

On 25 June 2015, ASIC made a determination (ASIC Prescribed Trade Repositories Determination [15-0591]) prescribing several overseas trade repositories to facilitate the various forms of reporting which allow the use of prescribed repositories. On 10 April 2019, the list of ASIC prescribed trade repositories was amended. These are:

  • DTCC Data Repository (U.S.) LLC
  • Derivatives Repository Ltd
  • DTCC Data Repository (Japan) KK
  • DTCC Data Repository (Singapore) Pte Ltd
  • DTCC Data Repository (Ireland) Plc
  • UnaVista TRADEcho B.V.
  • UnaVista Limited, and
  • the Monetary Authority appointed under section 5A of the Exchange Fund Ordinance of Hong Kong.

Read the ASIC Prescribed Trade Repositories Determination [15-0591] (PDF 33 KB)

Read the ASIC Prescribed Trade Repositories Determination [19/325] (PDF 29 KB)

We also make the ASIC Derivative Trade Repository Rules 2023 and the ASIC Derivative Transaction Rules (Reporting) 2022 and supervise compliance with these rules.

Related information

More in this section

Report suspicious activity

If you are a market participant and you see or suspect market misconduct you must notify ASIC

Lodge a suspicious activity report

Subscribe for updates

For the latest regulatory developments and issues affecting market intermediaries subscribe to our monthly Market Integrity Update.

What's new

More financial markets releases

Last updated: 27/09/2023 11:03