2022 Rules until 20 October 2024 inclusive
The ASIC Derivative Transaction Rules (Reporting) 2022, effective 21 December 2022, remade the ASIC Derivative Transaction Rules (Reporting) 2013 until the commencement of the ASIC Derivative Transaction Rules (Reporting) 2024 on 21 October 2024.
| Topic | Key information |
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Rules |
From 21 December 2022 until 20 October 2024: |
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Guidance |
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Minister’s Determination |
Corporations (Derivatives) Determination 2023 determines the classes of derivatives in relation to which reporting requirements may be imposed |
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ASIC Determinations |
ASIC Derivative Transaction Rules (Reporting) Determination 2023/679 determined equity derivatives, CFDs and Margin FX as OTC Derivatives required to be reported by ‘lifecycle’ reporting under Rule 2.2.8 (Repealed on 21 October 2024 – see Part 3 of the Determination) ASIC Regulated Foreign Markets Determination 2023/346 determined foreign financial markets whose derivatives were not OTC Derivatives under Rule 1.2.4 (Repealed on 21 October 2024 – see ASIC Regulated Foreign Markets Determination (Amendment) Instrument 2024/605) |
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Exemptions |
Regulations 7.5A.70-74 of the Corporations Regulations 2001 exempts small-scale entities from reporting in certain circumstances Exemption relief from the ASIC Derivative Transaction Rules (Reporting) 2022 other exemption instruments |
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Consultations |
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