ASIC today released Report 652 Wholesale FX practices in Australia, summarising our work in wholesale foreign exchange (FX) markets during 2018 and ...

ASIC today published its annual overview of corporate insolvencies for the 2018-2019 financial year. Report 645 Insolvency statistics: External ...

ASIC report Cyber resilience of firms in Australia’s financial markets: 2018–19 (REP 651) provides an update on organisations’ cyber resilience ...

AMP Financial Planning Pty Ltd (AMPFP) ceased providing managed discretionary account (MDA) services on 10 December 2019 following the imposition of ...

ASIC has commenced civil penalty proceedings in the Federal Court against National Australia Bank Limited (NAB) and seeks findings of several ...

Timothy Elgan Marsh, of Epping, NSW, has been disqualified by ASIC from managing companies for the maximum period of five years for his involvement ...

ASIC has considered and approved an updated version of the Australian Banking Association’s (ABA’s) Banking Code of Practice, which will commence on ...

ASIC has commenced proceedings in the Federal Court against TAL Life Limited (TAL) for alleged breaches of the ASIC Act, the Corporations Act and the ...

As part of efforts to increase transparency and provide guidance to prospective applicants, ASIC has released its latest report on its assessment of ...

ASIC today released an Independent Expert Summary Report prepared by KPMG summarising its work on the compliance and risk management practices of ...