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5108 media releases found
8 October 2018 MEDIA RELEASE
18-302MR ASIC permanently bans another former NAB branch manager

An ongoing ASIC investigation has resulted in the permanent banning of former National Australia Bank (NAB) branch manager Mathew Alwan from engaging ...

8 October 2018 MEDIA RELEASE
18-301MR ASIC provides relief and updates guidance on short selling

ASIC has issued a new legislative instrument that provides various relief and modifications to the laws in relation to short selling (the Short ...

5 October 2018 MEDIA RELEASE
18-300MR CFTC and ASIC sign fintech cooperation arrangement

The US Commodity Futures Trading Commission (CFTC) and the Australian Securities and Investments Commission (ASIC) today signed an arrangement to ...

4 October 2018 MEDIA RELEASE
18-299MR Luxembourg and Australia enter agreement on fintech and regtech

The Luxembourg Commission de Surveillance du Secteur Financier (CSSF) and the Australian Securities and Investments Commission (ASIC) today signed a ...

4 October 2018 MEDIA RELEASE
18-298MR Couple charged with breaking ASIC banning order and providing false documents

Mrs Shilpa Karandikar and Mr Shrikrishna Karandikar of Clarinda, Victoria have separately appeared in the Moorabbin Magistrates Court on 3 October ...

3 October 2018 MEDIA RELEASE
18-297MR ASIC and CDPP successfully appeal sentence of former CBA financial planner

ASIC and the Commonwealth Director of Public Prosecutions have successfully appealed the sentence of Ricky David Gillespie, a former senior financial ...

2 October 2018 MEDIA RELEASE
18-296MR Metricon Homes pays $50,400 in penalties for misleading first home buyers

Metricon Homes Pty Ltd (Metricon) has paid $50,400 in penalties after ASIC issued four infringement notices for misleading advertising aimed at first ...

2 October 2018 MEDIA RELEASE
18-295MR ASIC consults on 'sunsetting' class order regarding share and interest purchase plans

ASIC has today released a consultation paper proposing to remake its class order on share and interest purchase plans. The class order is due to ...

2 October 2018 MEDIA RELEASE
18-294MR ASIC continues small business focus for 2018-19

ASIC has released its Corporate Plan for 2018-19 to 2021-22 and small business continues to be an important stakeholder for ASIC, reflected in the ...

1 October 2018 MEDIA RELEASE
18-293MR ASIC awareness campaign comes to Bendigo

ASIC’s Victorian Regional Commissioner, Mr Warren Day, is in Bendigo this week to support ASIC’s MoneySmart stand at the Elmore Field Days and ...

Last updated: 10/08/2024 11:23