Around 90% of financial advice on setting up a self-managed super fund (SMSF) did not comply with relevant laws, a review by the Australian ...

Sydney woman Sarah Jane Busteed has been sentenced in the District Court of New South Wales to two years’ imprisonment following an ASIC ...

ASIC has called on participants in the retail over-the-counter (OTC) derivatives sector to improve their practices after recent ASIC activities ...

ASIC has banned financial adviser Mr Graeme Ashley Cowper, of Oatley, NSW, from providing financial services for 4 years after an investigation found ...

ASIC has commenced proceedings in the Federal Court today against AMP Financial Planning in relation to alleged failure by AMPFP to ensure its ...

ASIC today published a report on proxy adviser engagement practices during the 2017 annual general meeting season. The report covers conduct observed ...

Mr Alexandre Alexander, the former executive chairman of Kimberley Diamonds Ltd (Kimberley Diamonds), was on 25 June 2018 found not guilty on two ...

ASIC has banned Mark Damion Kawecki of Frankston, Victoria from providing financial services for seven years. The banning follows an ASIC ...

ASIC has acted to address concerns about the operations of Aurora Funds Management Limited (Aurora), the responsible entity of several ASX-listed ...

ASIC has accepted a court enforceable undertaking from Vantage Global Prime Pty Limited (Vantage). Vantage is an Australian Financial Services ...