The Australian Securities and Investments Commission (ASIC) has permanently banned financial adviser Ezzat-Daniel Nesseim from providing financial ...

On 9 May 2018, the Supreme Court of Queensland ordered that three companies associated with Mr Daniel Farook Ali and the unregistered managed ...

ASIC has cancelled the Australian financial services (AFS) licence of Wealth & Risk Management Pty Ltd (WRM). On 9 February 2018, the Federal ...

The Federal Court of Australia today ordered a $2 million penalty against Thorn Australia Pty Ltd's (Thorn’s) Radio Rentals for contravening its ...

The Australian Securities and Investments Commission has released a consultation paper outlining its proposed approach to approving and overseeing ...

The Commonwealth Director of Public Prosecutions (CDPP) has withdrawn its charges against Shane Douglas Heal. Mr Heal faced three charges of fraud ...

IT consultant Steven Oakes, of Sydney, New South Wales, has been charged with a total of 115 offences for unauthorised access to data held in a ...

ASIC is seeking feedback on various proposals relating to both naked and covered short selling. ASIC’s public consultation coincides with the ...

ASIC has permanently banned Perth insurance broker, Mr Antonino Gucciardi, from the financial services industry for misleading, deceptive and ...

ASIC has restricted Big Un Limited (Big Un) from eligibility to issue a reduced-content prospectus until 2 May 2019. The decision means Big Un will ...