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5108 media releases found
8 May 2018 MEDIA RELEASE
18-132MR ASIC takes action against NSW financial adviser

ASIC has commenced proceedings in the Federal Court of Australia against New South Wales financial adviser Graeme Walter Miller and three related ...

8 May 2018 MEDIA RELEASE
18-128MR Orica increases environmental provision

ASIC notes the decision by Orica Limited (Orica) on 7 May 2018 to increase the amount of its environmental provision by $115 million in its financial ...

4 May 2018 MEDIA RELEASE
18-131MR ASIC revises licensing regime for domestic and overseas market operators

ASIC has modernised and updated its regulatory guidance on the licensing regime for financial markets. Regulatory Guide 172 Financial markets: ...

4 May 2018 MEDIA RELEASE
18-130MR ASIC consolidates guidance on market integrity rules for market participants

ASIC has today published two regulatory guides that consolidate and replace guidance in seven regulatory guides for securities and futures markets ...

3 May 2018 MEDIA RELEASE
18-129MR Financial planner charged over fraudulent voting in credit union election

Following an ASIC investigation, Mr Neil John Evans, 57, of Wodonga, Victoria, has been charged over fraudulent voting in the director elections for ...

3 May 2018 MEDIA RELEASE
18-127MR ASIC reviews accountant compliance with changes to SMSF advice licensing

ASIC has completed a review designed to identify unlicensed accountants recommending clients set up self-managed superannuation funds (unlicensed ...

2 May 2018 MEDIA RELEASE
18-125MR ASIC permanently bans former authorised representative Michael Taylor from providing financial services

ASIC has permanently banned Queensland financial adviser Mr Michael Gordon McIlwraith Taylor from providing financial services. Mr Taylor was an ...

2 May 2018 MEDIA RELEASE
18-124MR ASIC cancels Mackellar's Australian Financial Services Licence

The Australian Securities and Investments Commission (ASIC) has cancelled the Australian Financial Services (AFS) licence of NSW-based Mackellar ...

2 May 2018 MEDIA RELEASE
18-123MR ASIC welcomes AFCA authorisation

ASIC welcomes the authorisation by the Minister for Revenue and Financial Services of the operator of the new single external dispute resolution ...

1 May 2018 MEDIA RELEASE
18-122MR ASIC takes action on misleading or deceptive conduct in ICOs

ASIC is focused on misleading or deceptive conduct in the marketing and selling of digital or virtual tokens via initial coin offerings (ICOs). These ...

Last updated: 10/08/2024 11:23