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5108 media releases found
23 April 2018 MEDIA RELEASE
18-112MR ASIC and DJSB sign Memorandum of Understanding for enhanced co-operation

  The Australian Securities and Investments Commission (ASIC) and the Australian Government Department of Jobs and Small Business (DJSB) have today ...

20 April 2018 MEDIA RELEASE
18-111MR Federal Court orders wind up of illegal land banking investment scheme and its operator

ASIC has today obtained orders from the Federal Court to wind up an illegal investment scheme known as the VKK Investments Unit Trust (VKK scheme), ...

18 April 2018 MEDIA RELEASE
18-110MR NSW director sentenced to charges arising from unlicensed financial services business

Mr Senen Pousa, of Byron Bay, was today sentenced in the Brisbane District Court on charges brought by ASIC. Mr Pousa was sentenced after earlier ...

18 April 2018 MEDIA RELEASE
18-109MR ASIC bans former Suncorp Financial Services financial adviser for four years

ASIC has banned Queensland financial adviser Gerald Grubwinkler from providing financial services for four years. ASIC found that Mr Grubwinkler ...

18 April 2018 MEDIA RELEASE
18-108MR Former financial adviser permanently banned for dishonest conduct

ASIC has permanently banned Mr Grant Desmond Taylor, of Montmorency, Victoria from providing financial services after finding he engaged in dishonest ...

17 April 2018 MEDIA RELEASE
18-107MR Former financial adviser charged with dishonesty and false document offences

Following an ASIC investigation, former financial adviser Mr Trevor William Martin, has today been charged with twenty-one counts of dishonestly ...

17 April 2018 MEDIA RELEASE
18-106MR Provisional liquidator appointed to Nangus Group of companies

ASIC has obtained orders from the Supreme Court of Queensland appointing Mr Richard Hughes and Mr David Orr of Deloitte as provisional liquidators to ...

13 April 2018 MEDIA RELEASE
18-105MR ASIC bans client adviser for trading in 'MINI' warrants

ASIC has banned Mark Menzies, the sole director and officer of Menzies Securities Pty Limited (Menzies Securities), from providing financial services ...

13 April 2018 MEDIA RELEASE
18-104MR Former Perth finance broker pleads guilty to loan fraud

Former Get Approved Finance broker Mr Peter Lachlan McDonald has appeared before the Perth Magistrates Court today charged with seven counts of ...

13 April 2018 MEDIA RELEASE
18-103MR Total Financial Solutions' compliance review results in $2.5m remediation to customers

The Australian Securities and Investments Commission (ASIC) has confirmed the completion of a compliance review and remediation program, and removal ...

Last updated: 10/08/2024 11:23