ASIC has accepted an enforceable undertaking (EU) from Commonwealth Financial Planning Limited (CFPL) and BW Financial Advice Limited (BWFA), both ...

Ms Amy Timko, of Spreyton, Tasmania, has been convicted and sentenced after pleading guilty to two counts of fraudulent conduct under the ...

The Australian Securities and Investments Commission (ASIC) has cancelled the Australian financial services (AFS) licence of WA-based Octani Capital ...

Stefan Mark Boitcheff of South Australia, has been convicted and sentenced after pleading guilty to two market manipulation-related charges in the ...

Spaceship Financial Services Pty Ltd (Spaceship) and Tidswell Financial Services Ltd (Tidswell) have each paid a $12,600 penalty for Infringement ...

ASIC has disqualified John Tretola of South Australia from being an approved self-managed superannuation fund (SMSF) auditor for breaching ...

ASIC has disqualified Robert Newham of the Australian Capital Territory from being an approved self-managed superannuation fund (SMSF) auditor for ...

Following an ASIC investigation, Mr Clive Frederick Palmer, 63, of Broadbeach Waters in Queensland, has been charged with breaching takeover law ...

Following an ASIC investigation, Mr David Justin Burke, 59, of Natural Bridge in Queensland, appeared before the Brisbane Magistrates’ Court on 6 ...

Following an ASIC investigation, Queensland lawyer Ms Mary-Anne Greaves, 52, of Mount Sheridan, appeared before the Brisbane Magistrates’ Court on 6 ...