ASIC today released draft updated Regulatory Guide 139, Oversight of AFCA (updated RG139) for public consultation. The Bill to establish AFCA passed ...

ASIC has commenced legal proceedings in the Federal Court in Sydney today against Rio Tinto Limited (RTL) and its former Chief Executive Officer, Mr ...

The Australian Securities and Investments Commission (ASIC) has permanently banned Muneer Mahmood Khan (also known as 'Ivan Khan') from providing ...

ASIC has banned Mr Glenn William Connor from providing any financial services for the next seven years, after it was found that he had not complied ...

The Australian Securities and Investments Commission (ASIC) has required research provider Far East Capital Limited (FEC) to include specific, ...

The Federal Court in Melbourne has published its findings and reasons for ordering Australia and New Zealand Banking Group Ltd (ANZ) to pay a penalty ...

ASIC has today released its enforcement outcomes report for the period 1 July 2017 to 31 December 2017. The enforcement outcomes over that six-month ...

ASIC has disqualified Robert Mark Taylor of New South Wales from being an approved self-managed superannuation fund (SMSF) auditor for breaching ...

ASIC has applied to the Federal Court of Australia for the appointment of a liquidator to Superfunded Pty Ltd, a WA-based company that encouraged ...

ASIC has today published its latest report on the regulation of corporate finance issues in Australia for the period July to December 2017. The ...