The Australian Securities and Investments Commission (ASIC) has banned Brisbane based financial adviser Christopher Ramsay from providing financial ...

The Australian Securities and Investments Commission (ASIC) has banned Perth-based financial adviser Philip Leake from providing financial services ...

ASIC has permanently banned Brenton John Poynter of Baulkham Hills, NSW, from providing financial services. Mr Poynter was an authorised ...

Australia's five largest banking and financial services institutions have now paid a further $21.4 million in compensation to customers who suffered ...

ASIC has accepted enforceable undertakings (EUs) from Sydney-based directors Frank Tearle and Justin Epstein following an investigation of their ...

On 15 February 2018, the Full Federal Court partially upheld an appeal by Mr Lindsay Kobelt, owner and operator of Nobby's Mintabie General Store in ...

ASIC has disqualified Mr Peter Kalos of Kurnell, NSW, from managing companies for the maximum period of five years as a result of his involvement in ...

Credit repair business, Clear Credit Solutions Pty Ltd (Clear Credit) has paid penalties of $21,600 after ASIC issued two infringement notices ...

Former company director Leigh Alan Jorgensen, of Cairns, Queensland has been convicted of making a false or misleading statement to ASIC. An ASIC ...

ASIC has accepted an Enforceable Undertaking from director Mr David Orth under which he will cease to provide financial services for five years. In ...