ASIC has conducted a market-wide surveillance of credit rating agencies (CRAs) and made a number of recommendations for change. The findings of the ...

ASIC welcomes the passage through Parliament of the Bill to establish the Australian Financial Complaints Authority (AFCA). AFCA will be the ...

Victorian motorcycle transport company Motorcycle Express Australia Pty Ltd (Motorcycle Express) has been convicted for failing to produce books ...

Sydney labour hire company MJC Project Group Pty Ltd (MJC Project Group) has been convicted for failing to produce books about its affairs to ASIC. ...

ASIC warns the public to be wary of a scam where cold callers are claiming to be undertaking a 'shadow shop' on behalf of ASIC. A shadow shop is ...

The Australian Securities and Investments Commission (ASIC) has created a new section on its website to help financial advisers navigate the incoming ...

ASIC warns the public not to deal with any of the following entities in relation to trading in margin FX contracts for difference (CFDs) and bitcoin ...

On 29 November 2017, ASIC banned Mr Simon Poidevin, of Sydney, from providing financial services for five years following an ASIC investigation into ...

ASIC has permanently banned Jana Jaros and Jackson Laurence Malcolm Capper from providing financial services or from engaging in any credit ...

The Federal Court has found that three Melbourne-based companies engaged in numerous contraventions of financial services and consumer protection ...