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5108 media releases found
12 September 2017 MEDIA RELEASE
17-312MR Applications for crowd-funding licences open 29 September 2017

From 29 September 2017, the new crowd-sourced funding (CSF) regime will come into effect and ASIC will begin accepting licence applications from CSF ...

12 September 2017 MEDIA RELEASE
17-311MR Merrill Lynch (Australia) Futures pays $60,000 in infringement notice penalty

Merrill Lynch (Australia) Futures Limited (“MLAF”) has paid a penalty of $60,000 to comply with an infringement notice given to it by the ...

12 September 2017 MEDIA RELEASE
17-310MR ASIC winds up 11 abandoned companies owing more than $650,000 in employee entitlements

During the period March to August 2017, ASIC assisted employees gain access to the Fair Entitlements Guarantee scheme (FEG) by exercising its wind-up ...

12 September 2017 MEDIA RELEASE
17-309MR Former director disqualified from managing companies

Steven Andrew Soong, of Concord New South Wales, has been banned by ASIC from managing corporations for three and a half years. Mr Soong's banning ...

12 September 2017 MEDIA RELEASE
17-308MR ASIC accepts enforceable undertaking from US-based e-business system developer

Following an investigation, ASIC has accepted an enforceable undertaking from Safe Worlds Internet Television Inc. (Safe Worlds), a company ...

11 September 2017 MEDIA RELEASE
17-307MR ASIC bans former financial adviser for five years

ASIC has banned Daniel Gerard Manley from providing financial services for five years. ASIC found that Mr Manley engaged in conduct that was ...

11 September 2017 MEDIA RELEASE
17-306MR Chapmans restates results to 31 December 2016

ASIC notes the decision by ASX-listed Chapmans Limited (Chapmans) to restate its results for the year ended 31 December 2016. The restatement was ...

11 September 2017 MEDIA RELEASE
17-305MR ASIC releases market integrity report

ASIC has today released its latest report on market integrity for the period 1 January to 30 June 2017. Read Report 542 Market integrity report: ...

8 September 2017 MEDIA RELEASE
17-304MR Queensland financial adviser banned for failing to act in clients' best interests

ASIC has banned financial adviser Lawrence Toledo from providing financial services for seven years. ASIC found that Mr Toledo failed to act in the ...

8 September 2017 MEDIA RELEASE
17-303MR Wonhe writes down assets

ASIC notes the decision by Wonhe Multimedia Commerce Limited to write down the value of its loans advanced assets at 31 December 2016 by $5.4 ...

Last updated: 10/08/2024 11:23