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5022 media releases found
10 May 2021 MEDIA RELEASE
21-098MR ASIC grants temporary relief from certain dollar disclosures in PDSs for litigation funding schemes

ASIC has granted responsible entities of registered litigation funding schemes temporary relief from the requirement to disclose certain sensitive ...

10 May 2021 MEDIA RELEASE
21-097MR ASIC cancels Master Wealth Control’s Australian Credit Licence

ASIC has cancelled the Australian credit licence (ACL) of Dominique Grubisa’s company Master Wealth Control Pty Ltd (Master Wealth Control), ...

6 May 2021 MEDIA RELEASE
21-096MR ASIC bans former Sydney adviser for eight years

ASIC has banned Sydney-based former financial adviser, Lisa Lee, from providing financial services for eight years. Ms Lee was a representative of ...

6 May 2021 MEDIA RELEASE
21-095MR ASIC quarterly update January to March 2021

ASIC has today released its first quarterly update report, which covers the period from 1 January to 31 March 2021. The January to March 2021 period ...

5 May 2021 MEDIA RELEASE
21-094MR Firms offering debt management services require credit licence to operate

ASIC has today released an information sheet for providers of debt management services that explains their new regulatory obligations, including the ...

5 May 2021 MEDIA RELEASE
21-093MR ASIC commences civil proceedings against Westpac for insider trading

ASIC has today commenced proceedings in the Federal Court against Westpac Banking Corporation (Westpac) for insider trading, unconscionable conduct ...

3 May 2021 MEDIA RELEASE
21-092MR Further dishonesty charges laid against WA financial adviser

On 23 April 2021, Mr Rahul Goel, of Success, Western Australia, appeared before the Perth Magistrates Court charged with a further 12 counts of ...

30 April 2021 MEDIA RELEASE
21-091MR ASIC review finds retail managed funds responded well to COVID-19 challenges in 2020

An ASIC review of a targeted selection of retail managed funds found that they did not face serious investor liquidity challenges during the height ...

29 April 2021 MEDIA RELEASE
21-090MR ASIC Commission welcomes appointment of new Chair and Deputy Chair

ASIC Chair James Shipton said: ‘On behalf of the ASIC Commission and team I’d like to congratulate Joe Longo on his appointment as the next ASIC ...

29 April 2021 MEDIA RELEASE
21-089MR ASIC obtains restraint orders against Kewa Ruwhiu, Mathew Ruwhiu and Debts Knockout

On 27 April 2021, the Federal Court made orders by consent restraining Kewa Ruwhiu, Mathew Ruwhiu and Debts Knockout from carrying on, promoting or ...

Last updated: 04/07/2023 01:12