ASIC has made changes to the financial requirements for some types of Australian financial services (AFS) licensees in relation to the treatment of ...

ASIC has banned Christopher Chan, a former authorised representative of Australian Unity Personal Financial Services Limited, from providing ...

The Federal Court has ordered GoGetta Equipment Funding Pty Ltd (GoGetta) pay a $750,000 penalty for engaging in unlicensed consumer leasing ...

On 7 August 2020, the Administrative Appeals Tribunal (AAT) set aside ASIC’s decision to disqualify Mr Kenneth Wen Hsi Lee from managing corporations ...

IOOF has committed to taking remedial action to address deficiencies identified as a result of an ASIC surveillance of two financial advice ...

On 23 April 2021, Mr Vaughn Thomas Hopkins appeared at the Dandenong Magistrates’ Court and pleaded guilty to four charges of obtaining a financial ...

ASIC will extend the deadline for both listed and unlisted entities to lodge financial reports (under Chapters 2M and 7 of the Corporations Act 2001) ...

Rachel Edwards of Werribee, Victoria, has appeared in the Melbourne Magistrates’ Court charged with four counts of breaching her directors’ duties. ...

ASIC has issued Consultation Paper 340, seeking stakeholder feedback on proposed updates to its draft guidance on upcoming breach reporting reforms. ...

On 21 April 2021, Mr Ahmed Saad, of Glenroy, Victoria, pleaded guilty to one count of obtaining financial advantage by deception and one count of ...