A recent ASIC surveillance has found that fund managers must do more to ensure their products are ‘true to label’ – that the product name aligns with ...

ASIC has today released its enforcement update report for the period 1 January to 30 June 2020. A copy of the report - outlining key actions taken ...

ASIC has cancelled the Australian Financial Services (AFS) licence of Sydney-based retail over-the-counter (OTC) derivatives issuer Union Standard ...

ASIC has added conditions to the registration of two auditors of self-managed superannuation funds (SMSFs). ASIC additional conditions were imposed ...

ASIC notes the decisions by the following companies: Nitro Software Limited – The decision to reduce both its contract assets and deferred revenue ...

The Federal Court of Australia has found that Rent 2 Own Cars Australia Pty Ltd (R2O Cars) failed to comply with the National Consumer Credit ...

ASIC has commenced proceedings in the Federal Court of Australia against current and former directors of Linchpin Capital Group Ltd (Linchpin) and ...

The Federal Court of Australia has ordered two entities in NAB’s wealth management division to pay a total $57.5 million penalty after the Court ...

Two recent Federal Court decisions support ASIC’s position on obligations to comply with ASIC Act notices and to clearly substantiate any claims for ...

Former investment analyst, Mr Michael Ming Jinn Ho, 33, has been sentenced in the Sydney Downing Centre District Court to three years imprisonment. ...