Pershing Securities Australia Pty Ltd (PSAPL) has been sentenced in Sydney’s Downing Centre Local Court to pay a total penalty of $40,000 after ...

Graeme Walter Miller, a former financial adviser and director of Australian financial services licensee CFS Private Wealth Pty Ltd, was sentenced on ...

Following an ASIC investigation, Mr Steven Philip Heaton of South Melbourne, Victoria, appeared in the Melbourne Magistrates’ Court on 29 July 2020 ...

Today the former Vice President of Tennis Australia (TA), Harold Mitchell, was found by the Federal Court of Australia to have breached his ...

Mr David Robert Maclachlan of Batemans Bay, New South Wales, has been charged with making a false or misleading statement to ASIC. An ASIC ...

ASIC today announced the results from its review of the financial reports for the year ended 31 December 2019 of 90 listed entities and other public ...

Jennifer Joan Hutson, of Red Hill, Queensland, has been committed to stand trial on 29 charges after a committal hearing before the Brisbane ...

ASIC has today released updated requirements for how financial firms deal with consumer and small business complaints – under their Internal Dispute ...

ASIC today released a consultation paper (CP 331) proposing to remake two class orders that are due to expire (‘sunset’) on 1 October 2020 and 1 ...

ASIC has banned Hobart-based financial adviser David Horton from providing financial services for five years for failing to comply with financial ...