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5024 media releases found
3 December 2019 MEDIA RELEASE
19-334MR ASIC charges former director and CEO of Credit Union, Lyndon Kingston, with criminal charges

Following an ASIC investigation, former director and Chief Executive Officer (CEO) of Bananacoast Community Credit Union Limited (BCU), Mr Lyndon ...

3 December 2019 MEDIA RELEASE
19-333MR ASIC releases report on financial advice provided by superannuation funds

ASIC today released Report 639 Financial advice by superannuation funds. This report examines the ways in which superannuation funds help members ...

29 November 2019 MEDIA RELEASE
19-332MR ASIC bans John Van Dieren from providing financial services for three years

ASIC has banned John Van Dieren from providing any financial services for three years, following a surveillance of independent expert reports (IERs) ...

29 November 2019 MEDIA RELEASE
19-331MR Former CBA mobile lender found not guilty

Mr Andrew Cameron, a former mobile lender for the Commonwealth Bank of Australia (CBA), has been found not guilty by a jury of one count of the ...

29 November 2019 MEDIA RELEASE
19-330MR Brisbane financial adviser banned for one year

ASIC has banned Brisbane-based financial planner, Nina Katherina Williams, from providing financial services for a period of one year for failing to ...

29 November 2019 MEDIA RELEASE
19-329MR ASIC bans South Australian adviser for five years

ASIC has banned financial adviser Wendy Chapman from providing financial services for five years. This follows an ASIC surveillance of Ms Chapman’s ...

29 November 2019 MEDIA RELEASE
19-328MR ASIC releases updated RG 97 on fees and cost disclosure

ASIC today released updated guidance on fees and cost disclosure for issuers of superannuation and managed investment products. The updated version ...

29 November 2019 MEDIA RELEASE
19-327MR ASIC and APRA issue updated MoU

The Australian Securities and Investments Commission (ASIC) and Australian Prudential Regulation Authority (APRA) have committed to strengthen ...

28 November 2019 MEDIA RELEASE
19-326MR Liquidator Disciplinary Committee sanctions liquidator Mitchell Ball by imposing conditions on registration

A Disciplinary Committee has imposed conditions on the registration of registered liquidator, Mitchell Warren Ball of BPS Recovery. The conditions, ...

28 November 2019 MEDIA RELEASE
19-325MR ASIC reports on compliance with financial advice fee disclosure obligations

A new report about fee disclosure obligations released by ASIC has found that consumers receiving financial advice could be at risk of receiving ...

Last updated: 04/07/2023 01:12