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5024 media releases found
11 February 2019 MEDIA RELEASE
19-025MR AAT reduces banning period for two former Macquarie advisers

The Administrative Appeals Tribunal (AAT) has reduced the banning period for former Macquarie advisers, Mark Alexander Landau and Marcus Roderick ...

11 February 2019 MEDIA RELEASE
19-024MR Former mining executive sentenced to serve 9 months for insider trading

Former managing director of mining company Golden Fields Resources Pty Ltd, Mr Darren James Lind, has been sentenced by the District Court of South ...

8 February 2019 MEDIA RELEASE
19-023MR Preparing for Brexit

The United Kingdom (UK) is scheduled to leave the European Union (EU) on 29 March 2019 (‘Brexit’). The terms of the UK's exit remain subject to ...

7 February 2019 MEDIA RELEASE
19-022MR Australian Corporate Bond Company Pty Ltd pays $25,200 for misleading promotional statements

Australian Corporate Bond Company Pty Ltd (ACBC) has paid $25,200 in penalties after ASIC issued two infringement notices for alleged misleading ...

6 February 2019 MEDIA RELEASE
19-021MR Federal Court disqualifies officers involved in land banking scheme

The Federal Court of Australia has disqualified Michael Grochowski and Ian Stephens from managing corporations for five and a half years and four ...

4 February 2019 MEDIA RELEASE
19-020MR Statement from ASIC Chair James Shipton on the Final Report of the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry

ASIC today welcomed the final report of the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry and ...

4 February 2019 MEDIA RELEASE
19-019MR Former Adelaide financial adviser pleads guilty to theft of $4.88 million

Former Adelaide financial adviser, James Gibbs, has pleaded guilty to 28 dishonesty offences committed when he was a financial planner and director ...

4 February 2019 MEDIA RELEASE
19-018MR ASIC requires Commonwealth Financial Planning Limited to stop charging fees for ongoing services

Commonwealth Financial Planning Limited (CFPL) has failed to provide ASIC with an attestation and with an acceptable Final Report from the ...

1 February 2019 MEDIA RELEASE
19-017MR Cross-border testing pilot for innovative firms open to applications

ASIC today announces the launch of the Global Financial Innovation Network (GFIN). As part of its launch, GFIN is inviting applications from firms to ...

31 January 2019 MEDIA RELEASE
19-016MR ASIC reports on 2018 annual general meeting season

ASIC today published its overview of the 2018 annual general meeting (AGM) season for ASX 200 listed companies. Report 609 builds on last year’s ...

Last updated: 04/07/2023 01:12