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5024 media releases found
10 December 2018 MEDIA RELEASE
18-370MR Melbourne couple convicted of breaching ASIC banning order and providing false documents

Melbourne couple Mrs Shilpa Karandikar and Mr Shrikrishna Karandikar have pleaded guilty in the Moorabbin Magistrates Court following an ASIC ...

6 December 2018 MEDIA RELEASE
18-369MR ASIC reports on decisions to cut red tape – April 2018 to September 2018

ASIC has released its latest report outlining decisions on relief applications, highlighting ASIC’s efforts to reduce red-tape and achieve a ...

5 December 2018 MEDIA RELEASE
18-368MR ASIC publishes 2017–18 regulatory costs

ASIC has published its regulatory costs for FY 2017-18. ASIC Commissioner Cathie Armour said this was the first year of a new industry funding model ...

4 December 2018 MEDIA RELEASE
18-366MR ASIC cancels Vesta Living Communities’ AFS licence

The Australian Securities and Investments Commission (ASIC) has cancelled the Australian financial services (AFS) licence held by Vesta Living ...

4 December 2018 MEDIA RELEASE
18-365MR ASIC cancels Solar Financial Advisory’s AFS licence

The Australian Securities and Investment Commission (ASIC) has cancelled the Australian financial services (AFS) licence of Sydney-based Solar ...

3 December 2018 MEDIA RELEASE
18-364MR Major financial reporting changes and other focuses

Announcing its focus areas for 31 December 2018 financial reports of listed entities and other entities of public interest with many stakeholders, ...

30 November 2018 MEDIA RELEASE
18-363MR ASIC cancels retail OTC derivative issuer Berndale Capital Securities licence and bans former director

ASIC has cancelled Melbourne based retail OTC derivative issuer, Berndale Capital Securities Pty Ltd’s (Berndale) Australian Financial Services (AFS) ...

30 November 2018 MEDIA RELEASE
18-362MR ASIC cancels financial services and credit licences of Financial Circle

ASIC has cancelled the Australian financial services licence (AFSL) and the Australian credit licence (ACL) of Melbourne-based business, Financial ...

30 November 2018 MEDIA RELEASE
18-361MR ASIC assessment of Yieldbroker

The Australian Securities and Investments Commission (ASIC) has reported on its assessment of the market operated by Yieldbroker Pty Ltd ...

29 November 2018 MEDIA RELEASE
18-360MR Dishonesty charges laid against former Melbourne financial planner

Mr Bradley Grimm, former Melbourne financial planner, has been charged with 13 dishonesty offences while running a financial services business. Mr ...

Last updated: 04/07/2023 01:12