UBS Securities Australia Limited (‘UBS’) has paid a penalty totalling $120,000 to comply with an infringement notice given by the ...

ASIC has banned Yossef Ashkenazi, also known as Yossi Ashkenazi, of Caulfield South, Victoria, from providing financial services for a period of ...

The Australian Securities and Investments Commission (ASIC) has issued civil penalty proceedings in the Federal Court of Australia against former ...

ASIC has amended ASIC Corporations (Non-cash Payment Facilities) Instrument 2016/211 to remove an expiry date that would have seen the instrument ...

ASIC has today reported on its latest review of the impact of high-frequency trading in the Australian equity and Australian-US dollar cross-rate ...

ASIC has permanently banned Mr Craig James Wilson from providing financial services and engaging in credit activities, after he was convicted by the ...

ASIC today published its annual overview of corporate insolvencies based on statutory reports lodged by external administrators for the 2017–18 ...

The Federal Court of Australia today ordered Westpac Banking Corporation (Westpac) pay a pecuniary penalty of $3.3 million for contravening s12CC of ...

ASIC has cancelled the Australian financial services (AFS) licence of the retail OTC derivative issuer, AGM Markets.  An ASIC investigation found ...

Mr David John Leigh, 56, of Sherwood, Queensland, has been committed by the Brisbane Magistrates’ Court on fraud charges and will be sentenced by the ...