ASIC has permanently banned Annabelle Martincic from providing financial services and engaging in credit activities. Ms Martincic’s former partner ...

The Federal Court has ordered Mr Eustace Senese (Eustace Senese), his son Mr Cameron Senese (Cameron Senese) and associated company, Transcomm Global ...

ASIC is today announcing a review of compliance with requirements for Fee Disclosure Statements and Renewal Notices in the financial advice sector. ...

A Melbourne man, Mr Andrew Cameron, was committed to stand trial on one count of the common law offence of conspiracy to defraud, after a five-day ...

ASIC has released a new legislative instrument relating to the professional standards reforms for financial advisers, as announced on 1 August 2018 ...

Spectrum Wealth Adviser, Gurumukh Singh Mehra, has been banned from providing financial services for a period of three years, after ASIC surveillance ...

An ongoing ASIC investigation has resulted in the permanent banning of former National Australia Bank (NAB) branch manager Mathew Alwan from engaging ...

ASIC has issued a new legislative instrument that provides various relief and modifications to the laws in relation to short selling (the Short ...

The US Commodity Futures Trading Commission (CFTC) and the Australian Securities and Investments Commission (ASIC) today signed an arrangement to ...

The Luxembourg Commission de Surveillance du Secteur Financier (CSSF) and the Australian Securities and Investments Commission (ASIC) today signed a ...