ASIC has commenced proceedings in the Federal Court today against AMP Financial Planning in relation to alleged failure by AMPFP to ensure its ...

ASIC today published a report on proxy adviser engagement practices during the 2017 annual general meeting season. The report covers conduct observed ...

Mr Alexandre Alexander, the former executive chairman of Kimberley Diamonds Ltd (Kimberley Diamonds), was on 25 June 2018 found not guilty on two ...

ASIC has banned Mark Damion Kawecki of Frankston, Victoria from providing financial services for seven years. The banning follows an ASIC ...

ASIC has acted to address concerns about the operations of Aurora Funds Management Limited (Aurora), the responsible entity of several ASX-listed ...

ASIC has accepted a court enforceable undertaking from Vantage Global Prime Pty Limited (Vantage). Vantage is an Australian Financial Services ...

ASIC has become one of the first signatories to the IOSCO Enhanced Multilateral Memorandum of Understanding Concerning Consultation and Cooperation ...

The registration of Mr Justin James Cadman as a registered liquidator was cancelled on 13 June 2018 following orders made on 8 June 2018 in the ...

Ahead of the commencement of the Australian Financial Complaints Authority (AFCA) on 1 November 2018, ASIC has released new Regulatory Guide 267 ...

ASIC has restricted Henry Morgan Limited (HML) from eligibility to issue a reduced-content prospectus until 8 June 2019. The decision means HML will ...