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5024 media releases found
18 April 2018 MEDIA RELEASE
18-108MR Former financial adviser permanently banned for dishonest conduct

ASIC has permanently banned Mr Grant Desmond Taylor, of Montmorency, Victoria from providing financial services after finding he engaged in dishonest ...

17 April 2018 MEDIA RELEASE
18-107MR Former financial adviser charged with dishonesty and false document offences

Following an ASIC investigation, former financial adviser Mr Trevor William Martin, has today been charged with twenty-one counts of dishonestly ...

17 April 2018 MEDIA RELEASE
18-106MR Provisional liquidator appointed to Nangus Group of companies

ASIC has obtained orders from the Supreme Court of Queensland appointing Mr Richard Hughes and Mr David Orr of Deloitte as provisional liquidators to ...

13 April 2018 MEDIA RELEASE
18-105MR ASIC bans client adviser for trading in 'MINI' warrants

ASIC has banned Mark Menzies, the sole director and officer of Menzies Securities Pty Limited (Menzies Securities), from providing financial services ...

13 April 2018 MEDIA RELEASE
18-104MR Former Perth finance broker pleads guilty to loan fraud

Former Get Approved Finance broker Mr Peter Lachlan McDonald has appeared before the Perth Magistrates Court today charged with seven counts of ...

13 April 2018 MEDIA RELEASE
18-103MR Total Financial Solutions' compliance review results in $2.5m remediation to customers

The Australian Securities and Investments Commission (ASIC) has confirmed the completion of a compliance review and remediation program, and removal ...

13 April 2018 MEDIA RELEASE
18-102MR ASIC accepts enforceable undertaking from Commonwealth Bank subsidiaries for Fees For No Service conduct

ASIC has accepted an enforceable undertaking (EU) from Commonwealth Financial Planning Limited (CFPL) and BW Financial Advice Limited (BWFA), both ...

12 April 2018 MEDIA RELEASE
18-101MR Former Noodle Box franchisee convicted for engaging in illegal phoenix activity

Ms Amy Timko, of Spreyton, Tasmania, has been convicted and sentenced after pleading guilty to two counts of fraudulent conduct under the ...

12 April 2018 MEDIA RELEASE
18–100MR Octani Capital's AFS licence cancelled

The Australian Securities and Investments Commission (ASIC) has cancelled the Australian financial services (AFS) licence of WA-based Octani Capital ...

10 April 2018 MEDIA RELEASE
18-099MR South Australian day trader sentenced for market manipulation

Stefan Mark Boitcheff of South Australia, has been convicted and sentenced after pleading guilty to two market manipulation-related charges in the ...

Last updated: 04/07/2023 01:12