Mr Lewis Anthony Wright Fellowes, a former strockbroker from Perth, Western Australia, has been sentenced in the Brisbane District Court on ...

ASIC is committed to improving the transparency and comparability of fees and costs for managed investment and superannuation funds, through its work ...

The Full Federal Court of Australia has made final orders allowing the appeals of the former directors of Australian Property Custodian Holdings Ltd ...

Following an ASIC investigation, Ms Sarah Jane Busteed, of Sydney, pleaded guilty on 23 October 2017 in the New South Wales District Court to two ...

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ASIC today published its 2017–18 business plans. Each year ASIC publishes business plans for each of the sectors it regulates. These are published ...

The Federal Court has imposed a civil penalty of $1 million against Melbourne-based financial advice firm NSG Services Pty Ltd (currently named ...

On 18 October 2017, the Australian Securities and Investments Commission (ASIC) and the Swiss Financial Markets Authority (FINMA) entered a new ...

ASIC has suspended the Australian financial services (AFS) licence of M.J. Wren & Co Pty Ltd (MJ Wren) until 16 October 2018. MJ Wren ceased ...

Mr Shane Thompson, of New Gisborne, Victoria, has pleaded guilty in the Melbourne Magistrates' Court to two charges that he forged and submitted ...