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5024 media releases found
17 July 2017 MEDIA RELEASE
17-238MR ASIC takes action to wind up land banking scheme and its operator

ASIC has commenced proceedings in the Federal Court of Australia to wind up a land banking scheme known as the VKK Investments Unit Trust (VKK ...

17 July 2017 MEDIA RELEASE
17-237MR ASIC consults on proposed financial benchmark regulatory regime

ASIC is seeking feedback on proposed ASIC rules for the administration of licensed financial benchmarks and regulatory guidance on how we would ...

14 July 2017 MEDIA RELEASE
17-236MR Huntley Management Ltd ordered to pay penalty for false and misleading advertising

The Federal Court of Australia has ordered Huntley Management Limited (Huntley) to pay a penalty of $50,000 for false and misleading advertising that ...

14 July 2017 MEDIA RELEASE
17-235MR ASIC’s cost recovery framework finalised

ASIC’s cost recovery framework has been finalised, incorporating changes made after broad industry consultation. The framework, outlined in Report ...

11 July 2017 MEDIA RELEASE
17-234MR Director of Melbourne plumbing business pleads guilty to fraud

Following an ASIC investigation, Mr Paul Joseph Hanson, a former director of Wida Plumbing Supplies Pty Ltd (Wida), has pleaded guilty to one count ...

11 July 2017 MEDIA RELEASE
17-233MR ASIC cancels AFS licence of Grey Oak Services Pty Ltd

ASIC has cancelled the Australian financial services (AFS) licence of Sydney-based company Grey Oak Services Pty Ltd (AFS 430752) for failing to ...

11 July 2017 MEDIA RELEASE
17-232MR ASIC remakes ‘sunsetting’ class order on credit union member shares

ASIC has remade Class Order [CO 02/1176] Credit union member shares in ASIC Corporations (Credit Union Member Shares) Instrument 2017/616. [CO ...

11 July 2017 MEDIA RELEASE
17-231MR ASIC consults on new client money reporting rules

ASIC has today released a consultation paper proposing to make new client money reporting rules (client money rules) for Australian financial ...

7 July 2017 MEDIA RELEASE
17-230MR ASIC bans former representative of Patersons Securities Limited

ASIC has banned Mr Emmanuel Joseph Duvnjak, of Carrara, Queensland, from providing financial services for five years after he engaged in unauthorised ...

7 July 2017 MEDIA RELEASE
17-229MR NAB makes corrective disclosure to customers about relationships within its wealth management business

An ASIC investigation of a number of advice licensees within the National Australia Bank Group (NAB Group), for failing to disclose relationships ...

Last updated: 04/07/2023 01:12