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5024 media releases found
7 July 2017 MEDIA RELEASE
17-228MR ASIC takes action over misuse of 'sophisticated investor' certificates

ASIC is concerned that some accountants may be harming retail investors by inappropriately providing 'sophisticated investor' certificates. In ...

6 July 2017 MEDIA RELEASE
17-227MR AAT affirms ASIC ban of former AMP financial planner

The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to permanently ban Mr Rommel Panganiban from providing financial services ...

6 July 2017 MEDIA RELEASE
17-226MR ASIC commences proceedings against credit repair business

ASIC has launched legal proceedings against Gold Coast-based credit repair business, Malouf Group Enterprises Pty Ltd (Malouf Group), and its ...

6 July 2017 MEDIA RELEASE
17-225MR ASIC warns investors not to engage with ‘Skyllex’

ASIC is warning the public not to use a website which promotes financial investments offered by 'Skyllex', a company incorporated in Australia. ASIC ...

5 July 2017 MEDIA RELEASE
17-224MR ASIC remakes ‘sunsetting’ class orders relating to registered schemes

ASIC has remade four class orders relating to registered managed investment schemes, which were due to expire ('sunset') in 2017 and 2018. A new ...

4 July 2017 MEDIA RELEASE
17-223MR Perth insurance broker permanently banned from the financial services industry

ASIC has permanently banned Perth insurance broker, Mr Jeffrey Bailey, from the financial services industry. Mr Bailey was a director of former ...

4 July 2017 MEDIA RELEASE
17-222MR ASIC acts to improve transparency of super websites

ASIC has intervened in relation to 21 superannuation trustees, representing 15 per cent of the trustee population, to improve 'Transparency ...

30 June 2017 MEDIA RELEASE
17-221MR ASIC commences consultation on proposed guidance on sell-side research

ASIC today released a consultation paper proposing guidance on managing conflicts of interest and handling material, non-public information by ...

30 June 2017 MEDIA RELEASE
17-220MR AAT affirms banning of former director of financial services business, reduces period of banning

The Administrative Appeals Tribunal (AAT) has affirmed the banning of Mr Anthony John Downey, of Brighton, Victoria, from providing financial ...

30 June 2017 MEDIA RELEASE
17-219MR ASIC review of 31 December 2016 financial reports

ASIC today announced the results from a review of the 31 December 2016 financial reports of 90 listed and other public interest entities. Following ...

Last updated: 04/07/2023 01:12