The former director of Parklane Assets Pty Ltd (Parklane), Mrs Gela Anne Newitt, has been charged with fraud. Counsel for Mrs Newitt appeared on her ...

Westpac Banking Corporation (Westpac) has paid a penalty of $127,250 to comply with an infringement notice (Infringement Notice) given to it by ASIC. ...

The Australian Securities and Investments Commission (ASIC) and Queensland Police Service (QPS) have collaborated in a joint agency surveillance ...

ASIC has clarified its position on the use of restricted terms relating to the independence of financial advisers after seeking external legal advice ...

ASIC has commenced civil penalty proceedings in the Federal Court of Australia in Melbourne against Patrick John Godfrey, former managing director of ...

ASIC has permanently banned Perth man, David Fong, from providing financial services and engaging in credit activities after it was found that he ...

ASIC has issued ASIC Corporations (Urgent Superannuation Advice) Instrument 17-530 (the Instrument) to temporarily extend the time financial advisers ...

The Supreme Court of Queensland in Brisbane has appointed Mr Andrew Fielding and Ms Helen Newman, of BDO Australia, as joint and several liquidators ...

The Federal Court has set aside a decision of the Administrative Appeals Tribunal (AAT) in which the AAT decided not to ban former financial adviser, ...

ASIC today released a new Regulatory Guide 260 Communicating findings from audit files to directors, audit committees or senior managers. The guide ...