Mark Darren Levi, a former employee of an insolvency firm, has been convicted of dishonestly using his position as an employee of that company with ...

Mr Andrew Garrett, of Hobart, Tasmania, has pleaded guilty to three charges of managing companies while disqualified.　 Mr Garrett, who appeared in ...

Former TZ Limited director, Andrew John Sigalla, was today sentenced to ten years imprisonment, with a minimum of six years to serve, having been ...

  ASIC has banned financial adviser, Mr Darren Tindall, of Orange, NSW, from providing financial services for five years after an investigation ...

Following an ASIC investigation, Mr. David St Pierre, a former Westpac Home Finance Manager, has been sentenced in the Southport District Court to 3 ...

On 31 January 2017, the Administrative Appeals Tribunal (AAT) affirmed ASIC's decision to suspend the Australian financial services (AFS) licence ...

Former company director Leigh Alan Jorgensen, of Cairns, Queensland, has been charged with making a false or misleading statement to ASIC. In ...

ASIC has imposed additional licence conditions on the Australian financial services (AFS) licence of NAB's superannuation trustee, NULIS Nominees ...

Bankwest, a division of the Commonwealth Bank of Australia, has refunded approximately 10,800 customers more than $4.9 million after it failed to ...

Mr Peter Alan Gregg, of Pyrmont, NSW, has appeared in the Downing Centre Local Court today on criminal charges following an ASIC investigation. Mr ...