ASIC today released a consultation paper proposing to remake four class orders that are due to expire (‘sunset’) in 2017 and to incorporate two ...

ASIC and Morgans Financial Limited (Morgans) have agreed for an independent compliance consultant to monitor, evaluate and report on Morgans' ...

ASIC has today released a consultation paper proposing to repeal three class orders due to expire ('sunset') in 2017. These are: Class Order [CO ...

ASIC has provided relief for members of the Financial Planning Association of Australia (FPA) who subscribe to the FPA Professional Ongoing Fees Code ...

ASIC has cancelled the Australian credit licence of S & S Enterprises Pty Ltd, trading as appliance rental business Rent To Own Appliances, after ...

Former TZ Limited director, Andrew John Sigalla, was late yesterday found guilty on 24 counts of dishonest conduct, following a 22-day trial before a ...

ASIC has extended its relief for foreign financial service providers (FFSPs) from the requirement to hold an Australian financial services (AFS) ...

ASIC has accepted voluntary undertakings (VUs) from WA-based registered liquidators, Mr George Lopez and Mr Evan Verge, both of Melsom Robson, ...

ASIC has commenced civil penalty proceedings against State One Stockbroking Ltd (State One) in the Federal Court of Australia in Perth for failing to ...

ASIC has banned Mr James Edward McCarthy, a financial adviser from South Australia, from providing financial services until 14 November 2024. Mr ...