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5025 media releases found
4 October 2016 MEDIA RELEASE
16-337MR ASIC cancels AFS licence of Lotus Securities

ASIC has cancelled the Australian financial services (AFS) licence of Lotus Securities Ltd (AFS licence 306812) for failing to comply with a number ...

30 September 2016 MEDIA RELEASE
16-336MR ASIC remakes instruments that affect financial reporting

Following public consultation, ASIC has remade three legislative instruments that affect financial reporting by companies. The relief is set out in ...

30 September 2016 MEDIA RELEASE
16-335MR Cairns-based car yard lender and broker breached consumer credit laws

The Federal Court has found that a Cairns-based lender, Channic Pty Ltd (Channic), broker Cash Brokers Pty Ltd (Cash Brokers) and the sole director ...

30 September 2016 MEDIA RELEASE
16-334MR ASIC commences civil penalty proceedings against Vocation Limited (in liquidation)

ASIC has commenced proceedings in the Federal Court of Australia in Sydney against Vocation Limited (in liquidation) (Vocation) and the company's ...

29 September 2016 MEDIA RELEASE
16-333MR ASIC remakes 'sunsetting' class order about managed discretionary accounts

ASIC today released updated regulatory guidance on its relief for Managed Discretionary Accounts (MDAs) in Regulatory Guide 179 Managed Discretionary ...

29 September 2016 MEDIA RELEASE
16-332MR ASIC permanently bans former Deutsche Bank FX trader

ASIC has permanently banned former Deutsche Bank FX options and futures trader, Andrew Donaldson, of Sydney, from providing financial services. The ...

29 September 2016 MEDIA RELEASE
16-331MR ASIC acts on false claims that it 'approves' investments

ASIC has commenced legal action in the Federal Court of Australia against Huntley Management Limited (Huntley), an Australian financial services ...

29 September 2016 MEDIA RELEASE
16-330MR ASIC remakes class orders relating to property, strata and management rights schemes

Following public consultation, ASIC has continued the relief available to operators, promoters and developers of strata schemes and management rights ...

28 September 2016 MEDIA RELEASE
16-329MR ASIC updates regulatory framework for charitable investment fundraisers

ASIC has issued a revised policy and regulatory framework for charities that raise investment funds. The framework removes regulatory barriers to the ...

28 September 2016 MEDIA RELEASE
16-328MR ASIC extends foreign financial service provider class orders for two years and consults on related class order

ASIC has extended for two years seven class orders giving relief to foreign financial service providers (FFSPs) providing financial services to ...

Last updated: 04/07/2023 01:12