ASIC has updated its guidance on naming conventions for licensed Australian exchanges that admit exchange traded products (ETPs) following a public ...

ASIC has commenced civil penalty proceedings in the Federal Court against fintech company Block Earner alleging it provided unlicensed financial ...

ASIC has made interim stop orders preventing MPG Funds Management Limited (MPG) from offering or distributing two trusts to retail investors because ...

ASIC has cancelled the Australian financial services (AFS) licence of Ruchir Mukund Sayani (AFSL 489084). The licence was cancelled because Ruchir ...

ASIC has suspended the Australian financial services (AFS) licence of Brenex Investments Pty Ltd (Brenex) until 15 May 2023. Under its licence, ...

ASIC and the Reserve Bank of Australia (RBA) (the regulators) note ASX’s announcement on the CHESS Replacement program. ASX’s announcement marks a ...

Former Tesla Motors Australia Pty Ltd (Tesla Australia) director Kurt Schlosser, of Sydney, New South Wales, has pleaded guilty at the Sydney Downing ...

Former van Eyk Research Pty Ltd CEO Mark Peter Thomas has been sentenced to one year and three months’ imprisonment, to be served by way of an ...

On 8 November 2022, the Federal Court made interim travel restraint orders on an ex parte basis against Usman Nadeem Siddiqui, the former director of ...

ASIC has suspended the Australian financial services licence of FTX Australia Pty Ltd (AFS licence 323193) until 15 May 2023 after it was placed into ...