The Federal Court has dismissed proceedings brought by ASIC alleging breaches of conflicted remuneration laws, finding Colonial First State ...

ASIC has signed a Consultation Agreement (Agreement) with the Financial Markets Standards Board (FMSB) to promote global standards for fair and ...

In response to requests from stakeholders, ASIC has today released a consultation paper proposing to provide relief in relation to the employee share ...

ASIC has commenced proceedings in the Federal Court against Nuix Limited (ASX:NXL) for alleged continuous disclosure breaches and misleading or ...

ASIC has granted relief to exempt insurers from providing certain notifications where doing so creates risks of family violence. The relief is ...

Over the past six years ASIC has overseen at least $5.6 billion in remediation for an estimated seven million Australian consumers for failures ...

Following inquiries by ASIC, Epsilon Healthcare Limited (Epsilon) and HSC Technology Group Limited (HSC) have made amendments to the financial ...

Five companies that are or were part of the AMP Limited group (together ‘AMP’) have been ordered by the Federal Court to pay a total $14.5 million in ...

On 16 September 2022, former financial adviser John Wertheimer, formerly of Canning Vale, Western Australia, pleaded guilty in the Perth Magistrates ...

The Federal Court has imposed a $7.2 million penalty on Dixon Advisory and Superannuation Services Limited (Dixon Advisory) after six representatives ...