Registrations are now open for the ASIC Annual Forum and Dinner to be held on 3–4 November 2022.   ASIC Chair Joe Longo said, ‘This will be the first ...

ASIC has placed interim stop orders on three financial firms in response to deficiencies in the target market determination (TMD) for their products. ...

ASIC has released its enforcement and regulatory update for 1 April to 30 June 2022 (REP 733). During the quarter, we continued to focus on ...

Paul Annesley of Bulla, Victoria, has been sentenced without conviction to a six-month good behaviour bond after pleading guilty to failing to answer ...

ASIC has disqualified former Viewble Media director David Reid, of Pelican Waters, Queensland, from managing corporations for four years due to his ...

ASIC has banned former NSW mortgage broker Guodong Liu, also known as Louis Liu, from engaging in any credit activities, performing any function ...

ASIC has made an interim stop order preventing advertisements containing certain misleading or deceptive statements about PPM Units, a class of ...

ASIC will extend the deadline for unlisted entities to lodge financial reports by one month for balance dates from 24 June 2022 to 7 July 2022 ...

Chris Marco, of Mount Hawthorn, Western Australia is due to appear on 22 July 2022 at the Perth Magistrates Court charged with 50 counts of fraud ...

ASIC has permanently banned mortgage broker Domenico (Domenic) Schiafone from engaging in credit activities and from providing any financial ...