Former financial adviser, Mr Ezzat-Daniel Nesseim, of Gordon NSW, has pleaded guilty to five criminal offences at the Downing Centre Local Court. Mr ...

ASIC today released a draft updated and expanded regulatory guide to consult on the way licensees should conduct remediations to return money owed to ...

ASIC has commenced civil proceedings in the Federal Court against A&M Group Pty Ltd for misleading, threatening and coercive conduct against ...

Mr Gregory Campbell, of Paradise Waters, Queeensland, has been sentenced to 12 months imprisonment, to be released immediately upon his own ...

Mr Colin Zampatti, of Hope Island Queensland, has appeared at the Southport Magistrates’ Court charged with breaching his directors’ duties. The ...

Dongfang Modern Agriculture Holding Group Limited (A.C.N. 604 659 270) has been fined $300,000 by the Downing Centre Local Court for failing to meet ...

ASIC has today filed a contempt application in the Federal Court against James Mawhinney, the director of companies in the Mayfair 101 group.  On 19 ...

ASIC has released a consultation paper proposing to remake its class order relating to Product Disclosure Statement (PDS) requirements where a quote ...

ASIC has cancelled the Australian financial services (AFS) licence of Future Asset Management International Ltd (FAMI), effective 5 November 2021. ...

ASIC today published its 2020-21 Cost Recovery Implementation Statement (CRIS) as required under the industry funding model.  The statement details ...