ASIC has banned Melbourne-based financial adviser Ashok Sherwal from providing financial services and performing any function in a financial services ...

The Administrative Appeals Tribunal (Tribunal) has amended ASIC’s decision to ban Mr Mark Schroeder from providing financial services (20:029MR).　 In ...

The Federal Court has ordered Colonial First State Investments Limited (Colonial), as trustee for the Colonial First State FirstChoice Superannuation ...

ASIC has commenced civil penalty proceedings in the Federal Court against Ultimate Credit Management Pty Ltd. ASIC alleges that between 10 May 2019 ...

ASIC has today released Consultation Paper 348 Extension of the CFD Product Intervention Order (CP 348), seeking feedback on a proposal to extend its ...

In the 2020–21 financial year, Australia’s financial system faced almost unprecedented challenges as a result of the ongoing COVID-19 pandemic. ...

ASIC today released updated information for employers and trustees about changes affecting the distribution of superannuation products as a result of ...

ASIC has today issued a notice and guidance to help listed entities comply with their new obligation to disclose information about Jobkeeper payments ...

ASIC has launched civil penalty proceedings in the Federal Court against Insurance Australia Limited (IAL) following IAL’s failure to honour discount ...

ASIC today announced that it will further extend temporary relief measures designed to help the financial advice industry provide consumers with ...