ASIC has called on superannuation trustees to provide helpful and balanced communications to their members regarding the Protecting Your Super ...

Perth-based accountant, Keith Douglas Bowker, has been banned from providing any financial services for six years. The banning follows an ASIC ...

ASIC has banned Queensland-based adviser Gregory Forster from providing financial services for a period of five years after a surveillance showed he ...

The Administrative Appeals Tribunal (AAT) has confirmed that Mr Robert Legat, a solicitor on the Gold Coast, should be banned from engaging in credit ...

Following an ASIC investigation, Citigroup will refund over $3 million to 114 retail customers for losses arising out of structured product ...

Mr Sergio Amaranti has been sentenced to two years and nine months imprisonment, with a non-parole period of 18-months, in the District Court of ...

Recent surveys of market sectors supported through ASIC’s Innovation Hub shows fintech businesses are continuing to see growth in demand for ...

Australian financial service (AFS) licensees that offer OTC derivatives to retail investors located in some overseas jurisdictions may be providing ...

ASIC has disqualified Ms Heather Knorr of Traralgon, Victoria and Ms Ge Zhu of Hurstville, New South Wales from managing corporations for four years. ...

ASIC has assisted employees gain access to the Fair Entitlements Guarantee scheme (FEG) by exercising its wind-up powers and appointing liquidators ...