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5024 media releases found
14 September 2018 MEDIA RELEASE
18-268MR ASIC commences civil penalty proceedings against ANZ for alleged continuous disclosure breach in relation to 2015 institutional equity placement

ASIC has today commenced civil penalty proceedings in the Federal Court of Australia against Australia and New Zealand Banking Group Limited (ANZ) ...

14 September 2018 MEDIA RELEASE
18-267MR ASIC provides regulatory approvals for a proposed new product and ETFs for the Chi-X market

ASIC has updated the market integrity rules to facilitate the introduction of a new type of financial product that securities and derivatives ...

13 September 2018 MEDIA RELEASE
18-266MR AAT upholds ASIC banning of former Westpac adviser Jason Atkins

The Administrative Appeals Tribunal (AAT) has upheld the decision of ASIC to ban former Perth financial adviser Mr Jason Sean Atkins from providing ...

13 September 2018 MEDIA RELEASE
18-265MR ASIC urges organisations to act on industry funding before 27 September

The deadline is approaching for organisations and individuals regulated by ASIC to meet their legal obligations under new industry funding laws. ...

12 September 2018 MEDIA RELEASE
18-264MR ASIC reports on review of ASX Group’s technology governance and operational risk management standards

ASIC has today released a report on the recent review of the Australian Securities Exchange Limited (ASX) Group’s technology governance and ...

12 September 2018 MEDIA RELEASE
18-263MR ASIC approves Australian Financial Complaints Authority rules

The Australian Securities and Investments Commission (ASIC) has approved the Australian Financial Complaints Authority (AFCA) Complaint Resolution ...

7 September 2018 MEDIA RELEASE
18-262MR Prospa removes unfair loan terms for small business borrowers and guarantors

Following an ASIC review, Prospa Advance Pty Limited (Prospa) has changed   loan terms in its standard form small business loan contract to address ...

7 September 2018 MEDIA RELEASE
18-261MR ASIC reviews insurance in superannuation

The Australian Securities and Investments Commission (ASIC) has released a report on the provision of insurance cover through superannuation. ASIC’s ...

7 September 2018 MEDIA RELEASE
18-260MR ASIC’s Corporate Plan 2018-2022

ASIC today published its Corporate Plan for 2018–19 to 2021–22.  The Corporate Plan articulates ASIC’s updated vision, mission and our strategic plan ...

6 September 2018 MEDIA RELEASE
18-259MR Fees for no service: ASIC commences Federal Court action against NAB companies

ASIC has today commenced proceedings in the Federal Court of Australia against two entities in NAB’s wealth management division, NULIS Nominees ...

Last updated: 04/07/2023 01:12