There have been important changes in the rules that apply to charities that offer investments to retail investors. These new rules take effect on 1 ...

ASIC has banned Mr Sudhir Kumar Sinha, a financial planner from Western Australia, from providing financial services until 2 June 2022. Mr Sinha was ...

ASIC notes that the remediation program established by Macquarie Equities Limited (MEL) under its Enforceable Undertaking with ASIC (see 13-010MR and ...

ASIC has issued an application for contempt charges arising out of proceedings commenced against Allianz Metro Pty Ltd and other entities concerning ...

Synergy Financial Markets Pty Ltd (Synergy) has paid a penalty of $10,800 after ASIC issued it with an infringement notice for false or misleading ...

ASIC has cancelled the Australian financial services (AFS) licence of Sydney based company Investment Advisers Alliance Pty Limited (AFS 237902) for ...

ASIC has applied to the Federal Court of Australia for the appointment of liquidators to 19 'special purpose vehicle' companies associated with the ...

ASIC today released a consultation paper proposing to remake two ASIC instruments relating to mortgage offset accounts and factoring arrangements ...

ASIC has cancelled the Australian financial services (AFS) licence of Sydney-based Group Underwriters & Managers Pty Ltd (GUM) for failing to ...

ASIC has permanently banned Mr Shun Yuen Ken Li (also known as Leo Lee) from providing financial services. Mr Li was banned after pleading guilty ...