ASIC Commissioner Sean Hughes will end his term as Commissioner on 3 February 2023, after accepting a role in the commercial sector. ASIC Chair Joe ...

Former financial adviser Mr Tai Thanh Nguyen of Adelaide, South Australia, has pleaded guilty in the Adelaide Magistrates’ Court to two counts of ...

Australian Mines Limited (ASX: AUZ) has been handed a $450,000 penalty by the Federal Court for breaching its continuous disclosure obligations on ...

The Administrative Appeals Tribunal (AAT) has upheld ASIC’s decision to cancel the Australian financial services (AFS) licence of Olive Financial ...

ASIC has issued an interim stop order preventing Vasco Responsible Entity Services Limited (Vasco) from offering or distributing the Pivotal ...

ASIC has taken action for greenwashing against listed energy company Black Mountain Energy Limited (BME). BME has paid $39,960 to comply with three ...

ASIC has issued an infringement notice to superannuation trustee Diversa Trustees Limited (Diversa) in further action against alleged greenwashing.  ...

Insider trading charges laid against Vaughan Bowen of Brighton, Victoria, have been discharged in the Melbourne Magistrates’ Court.   The insider ...

The Administrative Appeals Tribunal (AAT) has set aside a decision by ASIC to ban Paul Ernest Dortkamp from performing functions as an officer and ...

The Administrative Appeals Tribunal (AAT) has reduced the period and scope of the banning imposed on former Melbourne-based financial adviser, Ashok ...