ASIC has commenced proceedings in the Federal Court against Australia and New Zealand Banking Group Ltd (ANZ) for breaches of the Credit Act arising ...

David Michael Scofield, of Applecross WA, has been disqualified from managing corporations for the maximum period of five years for his involvement ...

Peter Douglas Leggett of Greendale, Victoria, has been disqualified from managing corporations for five years after his involvement in eight failed ...

Giatano Barbera of Bargara, Queensland, has been disqualified from managing corporations for five years for his involvement in nine failed companies. ...

Former financial adviser Ahmed Saad, of Glenroy, Victoria, has been convicted by the County Court of Victoria of one count of obtaining financial ...

ASIC has concluded its investigation and consideration of the November 2020 market outage at the ASX. Additional licence conditions have been imposed ...

The Federal Court has found Melissa Caddick and her company, Maliver Pty Limited (Maliver), carried on a financial services business without holding ...

Former AMP financial adviser David Michael Fong and his Perth-based company Fong Financial Planners Pty Ltd have each been charged with engaging in ...

ASIC has commenced civil penalty proceedings in the Federal Court against MLC Limited for insurance policy and service failures resulting from poor ...

ASIC has today released Consultation Paper 351 Superannuation forecasts: Update to relief and guidance (CP 351) to seek stakeholder feedback on ...